Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
OATES JAMES M director
 Common Stock 19,434 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 23,000 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 23,550 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Warrants 23,550 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 703 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Warrants 703 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Phantom Stock Units 6,791 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Phantom Stock Units 9,385 N/A N/A
Option
DUBINSKY JOHN P director
 Phantom Stock Units 3,718 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
 Common Stock 3,871 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
 Common Stock 3,718 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
 Common Stock 2,162 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
 Phantom Stock Units 3,718 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Common Stock 2,357 N/A N/A
Option
BEDA BRUCE A director
 Common Stock 4,249 N/A N/A
Option
DILL CHARLES A director
 Common Stock 3,718 N/A N/A
Option
MULROY THOMAS P director, officer: Director
 Common Stock 35,888 N/A N/A
Option
DILL CHARLES A director
 Phantom Stock Units 3,718 N/A N/A
Option
LEFTON ROBERT E director
 Common Stock 3,984 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Phantom Stock Units 43,785 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
 Phantom Stock Units 20,700 N/A N/A
Option
FORD RICHARD F director
 Common Stock 3,718 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Phantom Stock Units 20,878 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Common Stock 9,385 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Phantom Stock Units 13,888 N/A N/A
Option
DUBINSKY JOHN P director
 Common Stock 3,718 N/A N/A
Option
NESI VICTOR officer: Co-President
 Phantom Stock Units 22,016 N/A N/A
Option
OATES JAMES M director
 Common Stock 3,984 N/A N/A
Option
OATES JAMES M director
 Phantom Stock Units 3,984 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
 Phantom Stock Units 2,162 N/A N/A
Option
BEDA BRUCE A director
 Phantom Stock Units 4,249 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 13,888 N/A N/A
Option
FORD RICHARD F director
 Phantom Stock Units 3,718 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Phantom Stock Units 24,015 N/A N/A
Option
WEISEL THOMAS W director
 Phantom Stock Units 2,841 N/A N/A
Option
WEISEL THOMAS W director
 Common Stock 2,841 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
 Phantom Stock Units 3,871 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Common Stock 24,015 N/A N/A
Option
LEFTON ROBERT E director
 Phantom Stock Units 3,984 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 6,791 N/A N/A
Option
MULROY THOMAS P director, officer: Director
 Phantom Stock Units 35,888 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Common Stock 43,785 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Common Stock 20,878 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
 Common Stock 20,700 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Phantom Stock Units 2,357 N/A N/A
Option
NESI VICTOR officer: Co-President
 Common Stock 22,016 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Stock Option (Option to Buy) 60,000 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Stock Option (Option to Buy) 119,999 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Common Stock 119,999 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Common Stock 60,000 N/A N/A

Showing 750 to 800 of 1299 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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