Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Common Stock 3,857 N/A N/A
Option
MULROY THOMAS P director, officer: Director
 Phantom Stock Units 19,415 N/A N/A
Option
WESTBROOK KELVIN R director
 Common Stock 3,375 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Phantom Stock Units 5,859 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Phantom Stock Units 13,449 N/A N/A
Option
OATES JAMES M director
 Common Stock 4,059 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Phantom Stock Units 11,230 N/A N/A
Option
DILL CHARLES A director
 Common Stock 3,375 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
 Phantom Stock Units 3,375 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Phantom Stock Units 3,857 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Common Stock 6,439 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
 Common Stock 2,121 N/A N/A
Option
OATES JAMES M director
 Phantom Stock Units 4,059 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 5,859 N/A N/A
Option
DUBINSKY JOHN P director
 Phantom Stock Units 3,375 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Phantom Stock Units 12,893 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
 Phantom Stock Units 2,668 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Common Stock 11,230 N/A N/A
Option
WEISEL THOMAS W director
 Phantom Stock Units 5,048 N/A N/A
Option
BEDA BRUCE A director
 Phantom Stock Units 4,513 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
 Phantom Stock Units 2,121 N/A N/A
Option
NESI VICTOR officer: Co-President
 Common Stock 42,329 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Common Stock 12,893 N/A N/A
Option
ZIMMERMAN MICHAEL J director
 Phantom Stock Units 2,874 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 13,449 N/A N/A
Option
NESI VICTOR officer: Co-President
 Phantom Stock Units 42,329 N/A N/A
Option
ZIMMERMAN MICHAEL J director
 Common Stock 2,874 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
 Common Stock 2,999 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
 Common Stock 5,000 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Phantom Stock Units 25,762 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
 Stock Option (Option to Buy) 2,999 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Common Stock 25,762 N/A N/A
Sale
BEDA BRUCE A director
 Common Stock 5,000 N/A N/A
Sale
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 2,250 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
 Common Stock 20,000 N/A N/A
Sale
WEISEL THOMAS W director
 Common Stock 18,231 N/A N/A
Sale
NESI VICTOR officer: Co-President
 Common Stock 30,000 N/A N/A
Sale
OATES JAMES M director
 Common Stock 6,000 N/A N/A
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Common Stock 50,000 N/A N/A
Sale
SLINEY DAVID D officer: Chief Operating Officer
 Common Stock 15,000 N/A N/A
Sale
WEISEL THOMAS W director
 Common Stock 199,700 N/A N/A
Sale
DUBINSKY JOHN P director
 Common Stock 4,000 N/A N/A
Sale
WEISEL THOMAS W director
 Common Stock 600 N/A N/A
Sale
DUBINSKY JOHN P director
 Common Stock 4,000 N/A N/A
Sale
OATES JAMES M director
 Common Stock 8,000 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
 Common Stock 5,000 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
 Common Stock 12,000 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 10,000 N/A N/A
Sale
BURKEMPER BERNARD N officer: Controller
 Common Stock 1,985 N/A N/A
Sale
BURKEMPER BERNARD N officer: Controller
 Common Stock 2,964 N/A N/A

Showing 600 to 650 of 1299 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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