Option
BROWN MICHAEL W director director
Phantom Stock Units 1,900 N/A N/A Option
BROWN MICHAEL W director director
Common Stock 1,900 N/A N/A Option
ZIMMERMAN MICHAEL J director director
Phantom Stock Units 1,900 N/A N/A Option
ZIMMERMAN MICHAEL J director director
Common Stock 1,900 N/A N/A Option
GRADY ROBERT EDWARD director director
Phantom Stock Units 1,900 N/A N/A Option
GRADY ROBERT EDWARD director director
Common Stock 1,900 N/A N/A Option
MARKUS MAURA A. director director
Common Stock 1,900 N/A N/A Option
LUDEMAN DANIEL J. director director
Phantom Stock Units 1,900 N/A N/A Option
LUDEMAN DANIEL J. director director
Common Stock 1,900 N/A N/A Sale
DUBINSKY JOHN P director director
Common Stock 2,400 N/A N/A Sale
DUBINSKY JOHN P director director
Common Stock 3,000 N/A N/A Sale
DUBINSKY JOHN P director director
Common Stock 4,000 N/A N/A Option
DUBINSKY JOHN P director director
Phantom Stock Units 9,400 N/A N/A Option
DUBINSKY JOHN P director director
Common Stock 9,400 N/A N/A Sale
DUBINSKY JOHN P director director
Common Stock 12,775 N/A N/A Purchase
PEACOCK DAVID A director director
Common Stock 1,000 N/A N/A Purchase
PEACOCK DAVID A director director
Common Stock 1,000 N/A N/A Purchase
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 10,000 N/A N/A Sale
GRADY ROBERT EDWARD director director
Common Stock 5,000 N/A N/A Option
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Phantom Stock Units 11,858 N/A N/A Option
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Common Stock 11,858 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Phantom Stock Units 17,787 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 17,787 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 17,787 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 17,787 N/A N/A Option
MICHAUD THOMAS B. officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 74,704 N/A N/A Option
MICHAUD THOMAS B. officer: Senior Vice President officer: Senior Vice President
Common Stock 74,704 N/A N/A Option
FISHER MARK P officer: SENIOR VP & GENERAL COUNSEL officer: SENIOR VP & GENERAL CO..
Phantom Stock Units 29,644 N/A N/A Option
FISHER MARK P officer: SENIOR VP & GENERAL COUNSEL officer: SENIOR VP & GENERAL CO..
Common Stock 29,644 N/A N/A Option
ZEMLYAK JAMES M officer: Co-President officer: Co-President
Phantom Stock Units 78,261 N/A N/A Option
ZEMLYAK JAMES M officer: Co-President officer: Co-President
Common Stock 78,261 N/A N/A Option
NESI VICTOR officer: Co-President officer: Co-President
Phantom Stock Units 94,269 N/A N/A Option
NESI VICTOR officer: Co-President officer: Co-President
Common Stock 94,269 N/A N/A Option
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Phantom Stock Units 37,056 N/A N/A Option
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 37,056 N/A N/A Option
MARISCHEN JAMES M officer: Chief Financial Officer officer: Chief Financial Officer
Phantom Stock Units 17,787 N/A N/A Option
MARISCHEN JAMES M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 17,787 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Phantom Stock Units 177,867 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 177,867 N/A N/A Option
WEISEL THOMAS W director director
Phantom Stock Units 17,787 N/A N/A Option
WEISEL THOMAS W director director
Common Stock 17,787 N/A N/A Sale
WEISEL THOMAS W director director
Common Stock 5,792 N/A N/A Sale
WEISEL THOMAS W director director
Common Stock 21,791 N/A N/A Sale
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 10,000 N/A N/A Sale
NESI VICTOR officer: Co-President officer: Co-President
Common Stock 3,750 N/A N/A Option
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Phantom Stock Units 1,710 N/A N/A Option
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Common Stock 1,710 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Phantom Stock Units 1,714 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 1,714 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 2,161 N/A N/A