Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
BROWN MICHAEL W director
Phantom Stock Units 1,900 N/A N/A
Option
BROWN MICHAEL W director
Common Stock 1,900 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Phantom Stock Units 1,900 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Common Stock 1,900 N/A N/A
Option
GRADY ROBERT EDWARD director
Phantom Stock Units 1,900 N/A N/A
Option
GRADY ROBERT EDWARD director
Common Stock 1,900 N/A N/A
Option
MARKUS MAURA A. director
Common Stock 1,900 N/A N/A
Option
LUDEMAN DANIEL J. director
Phantom Stock Units 1,900 N/A N/A
Option
LUDEMAN DANIEL J. director
Common Stock 1,900 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 2,400 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 3,000 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 4,000 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 9,400 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 9,400 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 12,775 N/A N/A
Purchase
PEACOCK DAVID A director
Common Stock 1,000 N/A N/A
Purchase
PEACOCK DAVID A director
Common Stock 1,000 N/A N/A
Purchase
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 10,000 N/A N/A
Sale
GRADY ROBERT EDWARD director
Common Stock 5,000 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 11,858 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 11,858 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 17,787 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 17,787 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 17,787 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 17,787 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Phantom Stock Units 74,704 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 74,704 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Phantom Stock Units 29,644 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Common Stock 29,644 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 78,261 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 78,261 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 94,269 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 94,269 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 37,056 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 37,056 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Phantom Stock Units 17,787 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Common Stock 17,787 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 177,867 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 177,867 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 17,787 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 17,787 N/A N/A
Sale
WEISEL THOMAS W director
Common Stock 5,792 N/A N/A
Sale
WEISEL THOMAS W director
Common Stock 21,791 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 10,000 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 3,750 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 1,710 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 1,710 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 1,714 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 1,714 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 2,161 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.