Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
DUBINSKY JOHN P director
Common Stock 3,375 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 6,505 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 6,505 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 20,022 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Phantom Stock Units 3,112 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 3,859 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 3,112 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 3,375 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 14,409 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 4,895 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 11,500 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 11,500 N/A N/A
Option
DILL CHARLES A director
Common Stock 3,375 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 3,375 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 3,025 N/A N/A
Option
WESTBROOK KELVIN R director
Phantom Stock Units 3,375 N/A N/A
Option
BEDA BRUCE A director
Common Stock 4,183 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 4,183 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 11,903 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 2,187 N/A N/A
Option
WESTBROOK KELVIN R director
Common Stock 3,375 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 14,409 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 11,903 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,375 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 2,250 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Stock Option (Option to Buy) 2,250 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 5,000 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 25,000 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 1,206 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 794 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 6,994 N/A N/A
Sale
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 15,000 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 22,020 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 6,207 N/A N/A
Sale
ESTEP STEPHEN CHAD officer: Senior Vice President
Common Stock 1,380 N/A N/A
Sale
BURKEMPER BERNARD N officer: Controller
Common Stock 1,663 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 15,000 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 25,000 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 11,000 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Common Stock 2,668 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 12,893 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
Common Stock 2,121 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 5,048 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,375 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 2,668 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 3,857 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 3,375 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Common Stock 2,874 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 39,637 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 5,859 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.