Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BROWN KATHLEEN director
Common Stock 5,625 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 37,203 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 37,203 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Phantom Stock Units 8,350 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Common Stock 8,350 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 18,776 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 18,776 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 10,000 $73.19 $731,900
Sale
NESI VICTOR officer: Co-President
Common Stock 10,000 $68.53 $685,300
Option
BERLEW ADAM T. director
Common Stock 3,144 N/A N/A
Option
BERLEW ADAM T. director
Phantom Stock Units 3,144 N/A N/A
Option
BROWN KATHLEEN director
Common Stock 3,144 N/A N/A
Option
BROWN KATHLEEN director
Phantom Stock Units 3,144 N/A N/A
Option
BROWN MICHAEL W director
Common Stock 3,144 N/A N/A
Option
BROWN MICHAEL W director
Phantom Stock Units 3,144 N/A N/A
Option
GRADY ROBERT EDWARD director
Common Stock 3,144 N/A N/A
Option
GRADY ROBERT EDWARD director
Phantom Stock Units 3,144 N/A N/A
Option
LUDEMAN DANIEL J. director
Common Stock 3,144 N/A N/A
Option
LUDEMAN DANIEL J. director
Phantom Stock Units 3,144 N/A N/A
Option
MARKUS MAURA A. director
Common Stock 3,144 N/A N/A
Option
MARKUS MAURA A. director
Phantom Stock Units 3,144 N/A N/A
Option
PEACOCK DAVID A director
Common Stock 3,144 N/A N/A
Option
PEACOCK DAVID A director
Phantom Stock Units 3,144 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Common Stock 3,144 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Phantom Stock Units 3,144 N/A N/A
Sale
OATES JAMES M director
Common Stock 20,000 $68.64 $1,372,800
Sale
NESI VICTOR officer: Co-President
Common Stock 10,000 $69.94 $699,400
Option
OATES JAMES M director
Common Stock 22,154 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 22,154 N/A N/A
Sale
WEISEL THOMAS W director
Common Stock 5,413 $68.2 $369,167
Sale
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 43,719 $66.8 $2,920,429
Sale
WEISEL THOMAS W director
Common Stock 8,329 $67.11 $558,959
Option
WEISEL THOMAS W director
Common Stock 15,417 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 15,417 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Common Stock 6,670 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Phantom Stock Units 6,670 N/A N/A
Option
REICHERT CHRISTOPHER K officer: CEO of Stifel Bank & T..
Common Stock 6,670 N/A N/A
Option
REICHERT CHRISTOPHER K officer: CEO of Stifel Bank & T..
Phantom Stock Units 6,670 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 40,843 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Phantom Stock Units 40,843 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 99,502 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 99,502 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 42,760 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 42,760 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 13,896 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 13,896 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 11,249 $64.42 $724,661
Option
NESI VICTOR officer: Co-President
Common Stock 51,096 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 51,096 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Common Stock 11,117 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.