Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
FORD RICHARD F director
Stock Option (Option to Buy) 2,999 N/A N/A
Option
FORD RICHARD F director
Common Stock 2,999 N/A N/A
Sale
FORD RICHARD F director
Common Stock 2,663 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 2,999 N/A N/A
Option
LEFTON ROBERT E director
Stock Option (Option to Buy) 2,999 N/A N/A
Option
DILL CHARLES A director
Common Stock 5,249 N/A N/A
Option
DILL CHARLES A director
Stock Option (Option to Buy) 2,999 N/A N/A
Sale
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 14,250 N/A N/A
Sale
OATES JAMES M director
Common Stock 10,000 N/A N/A
Option
OATES JAMES M director
Common Stock 300 N/A N/A
Option
OATES JAMES M director
Stock Option (Option to Buy) 300 N/A N/A
Sale
BURKEMPER BERNARD N officer: Controller
Common Stock 2,500 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 10,000 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 14,254 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 14,254 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 6,000 N/A N/A
Sale
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 20,000 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 4,600 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 15,000 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 6,000 N/A N/A
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 105,400 N/A N/A
Sale
OATES JAMES M director
Common Stock 5,821 N/A N/A
Sale
ZEMLYAK JAMES M officer: Co-President
Common Stock 850 N/A N/A
Sale
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 19,999 N/A N/A
Option
OATES JAMES M director
Common Stock 3,147 N/A N/A
Option
LEFTON ROBERT E director
Phantom Stock Units 3,147 N/A N/A
Option
FORD RICHARD F director
Phantom Stock Units 2,926 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 3,147 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 3,531 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Common Stock 3,531 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 19,104 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 3,512 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 19,104 N/A N/A
Option
BEDA BRUCE A director
Common Stock 3,512 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 18,348 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Phantom Stock Units 18,348 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 10,234 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 10,234 N/A N/A
Option
DILL CHARLES A director
Common Stock 2,926 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 19,907 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 19,907 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 2,926 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 17,896 N/A N/A
Option
FORD RICHARD F director
Common Stock 2,926 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 17,896 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 2,580 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 2,580 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 70,624 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 70,624 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 2,926 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.