Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 7,108 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 42,979 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 3,375 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Phantom Stock Units 9,272 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 12,897 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 3,424 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 43,826 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 7,276 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Phantom Stock Units 5,340 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Common Stock 9,272 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 81,113 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 22,814 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 18,868 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 12,897 N/A N/A
Option
OATES JAMES M director
Common Stock 3,768 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Phantom Stock Units 12,887 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 3,424 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 3,768 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 22,814 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 3,375 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 43,826 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 81,113 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 41,954 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 3,375 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 4,029 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 18,868 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 12,976 N/A N/A
Option
BROWN MICHAEL W director
Common Stock 3,375 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 7,276 N/A N/A
Option
BROWN MICHAEL W director
Phantom Stock Units 3,375 N/A N/A
Option
GRADY ROBERT EDWARD director
Common Stock 3,375 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 12,887 N/A N/A
Option
WESTBROOK KELVIN R director
Phantom Stock Units 3,375 N/A N/A
Option
GRADY ROBERT EDWARD director
Phantom Stock Units 3,375 N/A N/A
Option
WESTBROOK KELVIN R director
Common Stock 3,375 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 42,979 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 41,954 N/A N/A
Option
BEDA BRUCE A director
Common Stock 4,029 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,375 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 12,976 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Common Stock 5,340 N/A N/A
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 30,522 N/A N/A
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 30,000 N/A N/A
Sale
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 1,000 N/A N/A
Sale
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 2,400 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 8,500 N/A N/A
Sale
OATES JAMES M director
Common Stock 5,000 N/A N/A
Sale
WEISEL THOMAS W director
Common Stock 30,000 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 15,000 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 5,000 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.