Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BROWN MICHAEL W director
Phantom Stock Units 3,750 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 14,022 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Common Stock 5,955 N/A N/A
Option
WESTBROOK KELVIN R director
Phantom Stock Units 3,750 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 54,362 N/A N/A
Option
WESTBROOK KELVIN R director
Common Stock 3,750 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 11,233 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 9,829 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 52,545 N/A N/A
Option
GRADY ROBERT EDWARD director
Phantom Stock Units 4,120 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 28,320 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Phantom Stock Units 20,583 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 22,177 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Common Stock 13,396 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 53,281 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 77,853 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 31,769 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 31,769 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 9,478 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 53,281 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 77,853 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 9,478 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Phantom Stock Units 28,320 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 8,994 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 17,978 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 70,774 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 22,177 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 8,994 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Common Stock 20,583 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 70,774 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 17,978 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Phantom Stock Units 13,396 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 20,000 N/A N/A
Sale
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Common Stock 5,000 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,000 N/A N/A
Sale
OATES JAMES M director
Common Stock 1,768 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 24,888 N/A N/A
Sale
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 24,536 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 30,000 N/A N/A
Sale
WESTBROOK KELVIN R director
Common Stock 5,200 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 4,000 N/A N/A
Purchase
PEACOCK DAVID A director
Common Stock 4,500 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 10,000 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 15,000 N/A N/A
Option
BEDA BRUCE A director
Common Stock 27,096 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 27,096 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 7,083 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 30,000 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 35,000 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 7,108 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.