Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
BURKEMPER BERNARD N officer: Controller
Common Stock 5,124 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 5,124 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 1,102 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 1,477 N/A N/A
Option
BEDA BRUCE A director
Common Stock 5,121 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 1,477 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 62,775 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 1,102 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 62,775 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 4,873 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 1,477 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 14,340 N/A N/A
Option
LEFTON ROBERT E director
Phantom Stock Units 3,200 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 1,477 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Restricted Stock Units 14,340 N/A N/A
Option
OATES JAMES M director
Common Stock 4,873 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 30,000 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 30,000 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 30,000 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 30,000 N/A N/A
Sale
DILL CHARLES A director
Common Stock 9,151 N/A N/A
Option
SULLIVAN JOSEPH A director, officer: Director
Phantom Stock Units 1,404 N/A N/A
Option
SULLIVAN JOSEPH A director, officer: Director
Common Stock 1,404 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 17,562 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 17,562 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 26,299 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Stock Option (Option to Buy) 26,299 N/A N/A
Sale
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 946 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 14,374 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 14,374 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 25,200 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Stock Option (Option to Buy) 25,200 N/A N/A
Sale
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 20,000 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 2,400 N/A N/A
Option
OATES JAMES M director
Common Stock 732 N/A N/A
Option
OATES JAMES M director
Stock Option (Option to Buy) 732 N/A N/A
Sale
BANKATLANTIC BANCORP INC 10 percent owner
Common stock, $0.15 par value 250,000 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 56,651 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 56,651 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 986 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Restricted Stock Units 19,938 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 19,938 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 986 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 1,190 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 986 N/A N/A
Option
BEDA BRUCE A director
Common Stock 2,694 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 986 N/A N/A
Option
DILL CHARLES A director
Common Stock 2,570 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 395 N/A N/A
Option
BAER ROBERT J director
Phantom Stock Units 646 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.