Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
LAVIN RICHARD P officer: Group President
Common 2,000 $85.26 $170,520
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 42,000 $25.36 $1,065,036
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 42,000 $25.36 $1,065,036
Purchase
FIFE EUGENE V director
Common 1,000 $102.87 $102,870
Sale
LAVIN RICHARD P officer: Group President
Common 2,000 $102.73 $205,460
Option
POWELL CHARLES D director
Common 8,000 $29.43 $235,440
Option
POWELL CHARLES D director
Employee Stock Option 8,000 $29.43 $235,440
Option
GALLARDO JUAN director
Common 8,000 $29.43 $235,440
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $29.43 $235,440
Sale
LAVIN RICHARD P officer: Group President
Common 2,000 $105.8 $211,600
Option
LAVIN RICHARD P officer: Group President
Restricted Stock Units 6,561 N/A N/A
Option
LAVIN RICHARD P officer: Group President
Common 6,561 N/A N/A
Option
VITTECOQ GERARD R officer: Group President
Restricted Stock Units 6,925 N/A N/A
Option
VITTECOQ GERARD R officer: Group President
Common 6,925 N/A N/A
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 6,561 N/A N/A
Option
RAPP EDWARD J officer: Group President
Common 6,561 N/A N/A
Option
WUNNING STEVEN H officer: Group President
Restricted Stock Units 6,561 N/A N/A
Option
WUNNING STEVEN H officer: Group President
Common 6,561 N/A N/A
Option
LEVENICK STUART L officer: Group President
Restricted Stock Units 6,561 N/A N/A
Option
LEVENICK STUART L officer: Group President
Common 6,561 N/A N/A
Option
BUDA JAMES B officer: Executive Vice President
Restricted Stock Units 4,449 N/A N/A
Option
BUDA JAMES B officer: Executive Vice President
Common 4,449 N/A N/A
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Restricted Stock Units 728 N/A N/A
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common 728 N/A N/A
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Restricted Stock Units 7,335 N/A N/A
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 7,335 N/A N/A
Sale
LAVIN RICHARD P officer: Group President
Common 2,000 $114.39 $228,780
Sale
LAVIN RICHARD P officer: Group President
Common 7,000 $114.73 $803,110
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 27,000 $27.14 $732,861
Sale
RAPP EDWARD J officer: Group President
Common 27,000 $27.14 $732,861
Option
RAPP EDWARD J officer: Group President
Common 27,000 $27.14 $732,861
Option
BUDA JAMES B officer: Executive Vice President
Employee Stock Option 54,000 $27.14 $1,465,722
Sale
BUDA JAMES B officer: Executive Vice President
Common 54,000 $27.14 $1,465,722
Option
BUDA JAMES B officer: Executive Vice President
Common 54,000 $27.14 $1,465,722
Purchase
FIFE EUGENE V director
Common 1,000 $113.05 $113,050
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 40,000 $25.36 $1,014,320
Option
WUNNING STEVEN H officer: Group President
Employee Stock Option 126,000 $38.63 $4,867,128
Sale
WUNNING STEVEN H officer: Group President
Common 126,000 $38.63 $4,867,128
Option
WUNNING STEVEN H officer: Group President
Common 126,000 $38.63 $4,867,128
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 40,000 $25.36 $1,014,320
Option
OSBORN WILLIAM A director
Employee Stock Option 8,000 $40.64 $325,080
Option
OSBORN WILLIAM A director
Common 8,000 $40.64 $325,080
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 40,000 $25.36 $1,014,320
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 40,000 $25.36 $1,014,320
Option
FIFE EUGENE V director
Common 12,833 $64.9 $832,900
Option
FIFE EUGENE V director
Employee Stock Option 5,833 $63.04 $367,712
Option
GOODE DAVID R director
Employee Stock Option 8,000 $26.03 $208,240
Option
GOODE DAVID R director
Common 16,000 $26.03 $416,480
Purchase
GREENE JESSE J JR director
Common 1,000 $90.84 $90,842
Sale
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 9,000 $99.64 $896,760

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.