Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
WUNNING STEVEN H officer: Group President
Restricted Stock Units 250 N/A N/A
Option
WUNNING STEVEN H officer: Group President
Common Stock 250 N/A N/A
Option
LEVENICK STUART L officer: Group President
Restricted Stock Units 167 N/A N/A
Option
LEVENICK STUART L officer: Group President
Common Stock 167 N/A N/A
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Employee Stock Options 7,900 $45.64 $360,580
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Employee Stock Option 8,400 $45.64 $383,401
Sale
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 5,881 $105.43 $620,051
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 8,400 $45.64 $383,401
Sale
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 9,110 $75.5 $687,814
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 7,900 $45.64 $360,580
Option
BUDA JAMES B officer: Executive Vice President
Stock Appreciation Right 48,000 $72.05 $3,458,400
Option
BUDA JAMES B officer: Executive Vice President
Common Stock 95,342 $67.55 $6,439,875
Sale
BUDA JAMES B officer: Executive Vice President
Common Stock 14,830 $105 $1,557,150
Option
OSBORN WILLIAM A director
Common Stock 12,833 $64.9 $832,900
Option
OSBORN WILLIAM A director
Stock Appreciation Right 7,000 $66.77 $467,355
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Options 11,000 $45.64 $502,073
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 14,355 $75.22 $1,079,797
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 28,000 $58.85 $1,647,688
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $40.64 $325,080
Option
GALLARDO JUAN director
Common Stock 8,000 $40.64 $325,080
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 392 N/A N/A
Option
RAPP EDWARD J officer: Group President
Common Stock 392 N/A N/A
Option
MAGOWAN PETER A director
Common Stock 8,000 $40.64 $325,080
Option
MAGOWAN PETER A director
Employee Stock Options 8,000 $40.64 $325,080
Option
WUNNING STEVEN H officer: Group President
Employee Stock Options 65,000 $45.64 $2,966,795
Option
WUNNING STEVEN H officer: Group President
Common Stock 65,000 $45.64 $2,966,795
Option
WUNNING STEVEN H officer: Group President
Common Stock 65,000 $45.64 $2,966,795
Option
WUNNING STEVEN H officer: Group President
Employee Stock Options 65,000 $45.64 $2,966,795
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 60,000 $38.63 $2,317,680
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 140,000 $38.63 $5,407,920
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common Stock 140,000 $38.63 $5,407,920
Sale
RAPP EDWARD J officer: Group President
Common Stock 60,000 $94.24 $5,654,220
Option
RAPP EDWARD J officer: Group President
Common Stock 120,000 $94.24 $11,308,440
Sale
BUDA JAMES B officer: Executive Vice President
Common Stock 9,580 $94.16 $902,053
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Employee Stock Option 10,000 $38.63 $386,280
Sale
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 6,133 $92.4 $566,689
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 10,000 $38.63 $386,280
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 130,000 $45.64 $5,933,200
Option
LEVENICK STUART L officer: Group President
Common Stock 130,000 $45.64 $5,933,200
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 3,720 $38.63 $143,696
Sale
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 3,720 $38.63 $143,696
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Employee Stock Option 3,720 $38.63 $143,696
Option
GALLARDO JUAN director
Common Stock 8,000 $26.03 $208,240
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $26.03 $208,240
Option
POWELL CHARLES D director
Employee Stock Option 8,000 $26.03 $208,240
Option
POWELL CHARLES D director
Common Stock 8,000 $26.03 $208,240
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 392 N/A N/A
Option
RAPP EDWARD J officer: Group President
Common Stock 392 N/A N/A
Option
HALVERSON BRADLEY M officer: Group President & CFO
Restricted Stock Units 458 N/A N/A
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 458 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.