Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
PARKER GORDON R director
Common 8,000 $16.73 $133,872
Option
SHAHEEN GERALD L officer: Group President
Employee Stock Option 3,208 $31.17 $100,000
Option
SHAHEEN GERALD L officer: Group President
Common 8,410 $25.19 $211,831
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 11,974 $16.45 $197,008
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 11,974 $16.45 $197,008
Option
HELLER JOHN S officer: Vice President
Employee Stock Option 13,068 $25.36 $331,378
Option
HELLER JOHN S officer: Vice President
Common 19,978 $25.24 $504,325
Sale
CURFMAN CHRISTOPHER C officer: Vice President
Common 5,400 $19.2 $103,696
Sale
ADAMS KENT M officer: Vice President
Common 3,704 $67.9 $251,502
Option
CURFMAN CHRISTOPHER C officer: Vice President
Common 5,400 $19.2 $103,696
Option
CURFMAN CHRISTOPHER C officer: Vice President
Employee Stock Option 5,400 $19.2 $103,696
Sale
HELLER JOHN S officer: Vice President
Common 13,068 $25.36 $331,378
Option
MAYO WILLIAM D officer: Vice President
Employee Stock Option 9,392 $31.17 $292,767
Option
WILLIAMS ROBERT T officer: Vice President
Employee Stock Option 6,076 $16.45 $99,968
Option
WILLIAMS ROBERT T officer: Vice President
Common 12,600 $16.45 $207,308
Option
MAYO WILLIAM D officer: Vice President
Common 32,570 $27.55 $897,304
Sale
MAYO WILLIAM D officer: Vice President
Common 25,112 $68.08 $1,709,625
Option
BRAZIL JOHN R director
Common 8,000 $28.78 $230,248
Option
BRAZIL JOHN R director
Employee Stock Option 8,000 $28.78 $230,248
Sale
BRAZIL JOHN R director
Common 8,000 $28.78 $230,248
Sale
FELLIN PAOLO officer: Vice President
Common 9,392 $31.17 $292,767
Option
BUSSELL RODNEY L officer: Vice President
Employee Stock Option 60,000 $38.63 $2,317,680
Sale
BUSSELL RODNEY L officer: Vice President
Common 60,000 $38.63 $2,317,680
Option
BUSSELL RODNEY L officer: Vice President
Common 60,000 $38.63 $2,317,680
Option
FELLIN PAOLO officer: Vice President
Employee Stock Option 9,392 $31.17 $292,767
Option
FELLIN PAOLO officer: Vice President
Common 12,982 $29.51 $383,073
Option
OWENS JAMES W director
Common 100,000 $25.83 $2,582,800
Option
LAVIN RICHARD P officer: Group President
Common 11,200 $25.83 $289,274
Option
RAPP EDWARD J officer: Group President
Common 12,600 $16.45 $207,308
Option
MURPHY DANIEL M officer: Vice President
Employee Stock Option 28,532 $19.2 $547,900
Sale
MURPHY DANIEL M officer: Vice President
Common 4,715 $66.79 $314,896
Option
SCHENA CHRISTIANO V officer: Vice President
Common 34,500 $28.17 $971,934
Sale
SCHENA CHRISTIANO V officer: Vice President
Common 27,042 $67.63 $1,828,796
Option
SCHENA CHRISTIANO V officer: Vice President
Employee Stock Option 13,330 $27.84 $371,161
Option
PFLEDERER MARK R officer: Vice President
Employee Stock Option 12,000 $25.36 $304,296
Sale
PFLEDERER MARK R officer: Vice President
Common 12,000 $25.36 $304,296
Option
PFLEDERER MARK R officer: Vice President
Common 12,000 $25.36 $304,296
Option
ADAMS KENT M officer: Vice President
Employee Stock Option 2,680 $16.45 $44,094
Option
ADAMS KENT M officer: Vice President
Common 8,250 $16.45 $135,737
Sale
ADAMS KENT M officer: Vice President
Common 2,680 $16.45 $44,094
Option
FISHER STEVEN L officer: Vice President
Employee Stock Option 10,000 $38.63 $386,280
Option
FISHER STEVEN L officer: Vice President
Common 13,590 $33.24 $451,677
Sale
FISHER STEVEN L officer: Vice President
Common 10,000 $38.63 $386,280
Option
BURRITT DAVID B officer: V.P./Chief Financial O..
Common 39,222 $27.33 $1,072,055
Sale
BURRITT DAVID B officer: V.P./Chief Financial O..
Common 29,022 $66.8 $1,938,670
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 9,392 $31.17 $292,767
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 29,750 $27.9 $830,085
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 22,292 $67 $1,493,564
Option
OWENS JAMES W director
Employee Stock Option 3,868 $25.83 $99,903
Sale
RAPP EDWARD J officer: Group President
Common 6,524 $16.45 $107,339

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.