Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Employee Stock Options 214,370 N/A N/A
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 214,370 N/A N/A
Option
JOHNSON DENISE C officer: Group President
Common Stock 55,540 N/A N/A
Option
JOHNSON DENISE C officer: Group President
Employee Stock Options 18,013 N/A N/A
Option
JOHNSON DENISE C officer: Group President
Employee Stock Option 37,527 N/A N/A
Sale
JOHNSON DENISE C officer: Group President
Common Stock 8,894 N/A N/A
Option
DE LANGE BOB officer: Group President
Employee Stock Option 3,295 N/A N/A
Option
DE LANGE BOB officer: Group President
Common Stock 3,295 N/A N/A
Option
DE LANGE BOB officer: Group President
Common Stock 2,500 N/A N/A
Option
DE LANGE BOB officer: Group President
Employee Stock Option 2,500 N/A N/A
Sale
DE LANGE BOB officer: Group President
Common Stock 2,500 N/A N/A
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 372,276 $84.69 $31,529,171
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Employee Stock Options 85,606 $96.31 $8,244,714
Sale
YOUNESSI RAMIN officer: Group President
Common Stock 13,135 $151.12 $1,984,961
Option
YOUNESSI RAMIN officer: Group President
Employee Stock Options 13,135 $151.12 $1,984,961
Option
YOUNESSI RAMIN officer: Group President
Common Stock 13,135 $151.12 $1,984,961
Sale
YOUNESSI RAMIN officer: Group President
Common Stock 20,492 $154.35 $3,162,838
Sale
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 3,687 $155 $571,485
Sale
AINSWORTH WILLIAM P officer: Group Pres. thru 12/31..
Common Stock 12,000 $154.78 $1,857,360
Sale
YOUNESSI RAMIN officer: Group President
Common Stock 18,013 $138.35 $2,492,099
Option
YOUNESSI RAMIN officer: Group President
Employee Stock Options 18,013 $138.35 $2,492,099
Option
MARVEL GARY MICHAEL officer: Chief Accounting Officer
Common Stock 6,498 $122.07 $793,211
Sale
MARVEL GARY MICHAEL officer: Chief Accounting Officer
Common Stock 4,318 $154.39 $666,656
Option
MARVEL GARY MICHAEL officer: Chief Accounting Officer
Employee Stock Options 2,180 $89.75 $195,655
Option
YOUNESSI RAMIN officer: Group President
Common Stock 18,013 $138.35 $2,492,099
Option
LONG SUZETTE M officer: CLO/General Counsel
Employee Stock Options 30,960 $151.12 $4,678,675
Option
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 30,960 $151.12 $4,678,675
Option
LONG SUZETTE M officer: CLO/General Counsel
Employee Stock Options 16,012 $138.35 $2,215,260
Option
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 16,012 $138.35 $2,215,260
Option
JOHNSON DENISE C officer: Group President
Employee Stock Options 34,496 $95.66 $3,299,887
Option
JOHNSON DENISE C officer: Group President
Common Stock 34,496 $95.66 $3,299,887
Sale
DE LANGE BOB officer: Group President
Common Stock 1,575 $147 $231,525
Sale
JOHNSON DENISE C officer: Group President
Common Stock 19,549 $146.74 $2,868,620
Option
DE LANGE BOB officer: Group President
Employee Stock Option 3,994 $89.75 $358,462
Option
DE LANGE BOB officer: Group President
Common Stock 3,994 $89.75 $358,462
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 101,392 $99.92 $10,131,089
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Employee Stock Options 21,416 $110.09 $2,357,687
Option
AINSWORTH WILLIAM P officer: Group Pres. thru 12/31..
Common Stock 115,649 $84.48 $9,769,681
Option
AINSWORTH WILLIAM P officer: Group Pres. thru 12/31..
Employee Stock Options 15,199 $83 $1,261,517
Option
YOUNESSI RAMIN officer: Group President
Employee Stock Options 15,277 $95.66 $1,461,398
Option
YOUNESSI RAMIN officer: Group President
Common Stock 15,277 $95.66 $1,461,398
Option
LONG SUZETTE M officer: CLO/General Counsel
Employee Stock Options 1,971 $95.66 $188,546
Option
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 1,971 $95.66 $188,546
Sale
MARVEL GARY MICHAEL officer: Chief Accounting Officer
Common Stock 589 $137.83 $81,182
Sale
JOHNSON DENISE C officer: Group President
Common Stock 5,108 $146.71 $749,369
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Stock Appreciation Rights 22,696 $102.13 $2,317,942
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 22,696 $102.13 $2,317,942
Option
DE LANGE BOB officer: Group President
Common Stock 6,311 $106.11 $669,660
Option
DE LANGE BOB officer: Group President
Stock Appreciation Rights 3,359 $102.13 $343,055
Option
JOHNSON DENISE C officer: Group President
Common Stock 68,993 $95.66 $6,599,870

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.