Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
FOSLER GAIL D director
Employee Stock Option 4,000 $26.03 $104,120
Option
FOSLER GAIL D director
Common 4,000 $26.03 $104,120
Option
SMITH JOSHUA T
Employee Stock Option 5,000 $28.78 $143,905
Option
SMITH JOSHUA T
Common 5,000 $28.78 $143,905
Sale
SMITH JOSHUA T
Common 5,000 $28.78 $143,905
Option
OSBORN WILLIAM A director
Employee Stock Option 8,000 $22.76 $182,040
Option
OSBORN WILLIAM A director
Common 8,000 $22.76 $182,040
Option
LEVENICK STUART L officer: Group President
Common 48,000 $26.77 $1,284,720
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 48,000 $26.77 $1,284,720
Sale
DILLON JOHN T director
Common 8,000 $27.19 $217,504
Option
DILLON JOHN T director
Employee Stock Option 8,000 $27.19 $217,504
Option
DILLON JOHN T director
Common 8,000 $27.19 $217,504
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 1,500 $31.17 $46,758
Option
SHAHEEN GERALD L officer: Group President
Phantom Stock Units 865 N/A N/A
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 1,500 $31.17 $46,758
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 1,500 $31.17 $46,758
Option
VITTECOQ GERARD R officer: Group President
Common 19,360 $31.17 $603,490
Option
VITTECOQ GERARD R officer: Group President
Employee Stock Option 19,360 $31.17 $603,490
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 18,132 $25.83 $468,313
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 18,132 $25.83 $468,313
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 20,000 $25.83 $516,560
Option
LEVENICK STUART L officer: Group President
Common 27,042 $29.51 $797,955
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 13,712 $31.17 $427,430
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 20,000 $25.83 $516,560
Sale
BURRITT DAVID B officer: V.P./Chief Financial O..
Common 3,825 $72.68 $278,001
Option
OWENS JAMES W director
Employee Stock Option 96,410 $27.84 $2,684,440
Option
SMITH JOSHUA T
Employee Stock Option 8,000 $27.19 $217,504
Option
SMITH JOSHUA T
Common 8,000 $27.19 $217,504
Option
OWENS JAMES W director
Common 100,000 $27.84 $2,784,400
Option
MAGOWAN PETER A director
Common 8,000 $19.59 $156,752
Option
MAGOWAN PETER A director
Employee Stock Option 8,000 $19.59 $156,752
Option
DILLON JOHN T director
Common 8,000 $19.59 $156,752
Option
DILLON JOHN T director
Employee Stock Option 8,000 $19.59 $156,752
Option
GOODE DAVID R director
Employee Stock Option 8,000 $19.59 $156,752
Option
GOODE DAVID R director
Common 8,000 $19.59 $156,752
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 3,868 $25.83 $99,903
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 3,868 $25.83 $99,903
Option
BUDA JAMES B officer: Executive Vice President
Common 10,666 $28.28 $301,645
Option
BUDA JAMES B officer: Executive Vice President
Employee Stock Option 3,208 $31.17 $100,000
Option
BRAZIL JOHN R director
Employee Stock Option 8,000 $22.76 $182,040
Sale
BRAZIL JOHN R director
Common 2,497 $73.11 $182,551
Option
BRAZIL JOHN R director
Common 8,000 $22.76 $182,040
Purchase
MAGOWAN PETER A director
Common 50,000 $72.68 $3,634,100
Option
SMITH JOSHUA T
Common 12,000 $24.39 $292,716
Sale
SMITH JOSHUA T
Common 12,000 $70.54 $846,504
Option
SMITH JOSHUA T
Employee Stock Option 4,000 $22.76 $91,020
Purchase
GALLARDO JUAN director
Common 110,000 $70.17 $7,718,370
Option
MAGOWAN PETER A director
Employee Stock Option 8,000 $16.73 $133,872
Option
MAGOWAN PETER A director
Common 8,000 $16.73 $133,872
Option
PARKER GORDON R director
Employee Stock Option 8,000 $16.73 $133,872

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.