Caterpillar
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Purchase
LAVIN RICHARD P officer: Group President
Common 50 $97.71 $4,886
Option
RUST EDWARD B JR director
Common 8,000 $40.64 $325,080
Option
RUST EDWARD B JR director
Employee Stock Option 8,000 $40.64 $325,080
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 3,901 $38.63 $150,688
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 3,901 $38.63 $150,688
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 3,901 $38.63 $150,688
Sale
BRAZIL JOHN R director
Common 5,373 $110.37 $593,007
Option
BRAZIL JOHN R director
Common 12,833 $64.9 $832,900
Option
BRAZIL JOHN R director
Stock Appreciation Right 5,833 $63.04 $367,712
Purchase
GREENE JESSE J JR director
Common 1,000 $111.22 $111,220
Sale
BRAZIL JOHN R director
Common 5,309 $113.07 $600,289
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 8,880 $25.36 $225,179
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 8,880 $25.36 $225,179
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 8,880 $25.36 $225,179
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $22.76 $182,040
Option
GALLARDO JUAN director
Common 8,000 $22.76 $182,040
Option
POWELL CHARLES D director
Common 8,000 $22.76 $182,040
Option
POWELL CHARLES D director
Employee Stock Option 8,000 $22.76 $182,040
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 126,000 $38.63 $4,867,128
Option
LEVENICK STUART L officer: Group President
Common 126,000 $38.63 $4,867,128
Option
HALVERSON BRADLEY M officer: Group President & CFO
Restricted Stock Units 776 N/A N/A
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 776 N/A N/A
Option
LAVIN RICHARD P officer: Group President
Restricted Stock Units 4,109 N/A N/A
Option
LAVIN RICHARD P officer: Group President
Common 4,109 N/A N/A
Option
VITTECOQ GERARD R officer: Group President
Restricted Stock Units 4,109 N/A N/A
Option
VITTECOQ GERARD R officer: Group President
Common 4,109 N/A N/A
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 4,109 N/A N/A
Option
RAPP EDWARD J officer: Group President
Common 4,109 N/A N/A
Option
WUNNING STEVEN H officer: Group President
Restricted Stock Units 4,109 N/A N/A
Option
WUNNING STEVEN H officer: Group President
Common 4,109 N/A N/A
Option
LEVENICK STUART L officer: Group President
Restricted Stock Units 4,109 N/A N/A
Option
LEVENICK STUART L officer: Group President
Common 4,109 N/A N/A
Option
BUDA JAMES B officer: Executive Vice President
Restricted Stock Units 2,450 N/A N/A
Option
BUDA JAMES B officer: Executive Vice President
Common 2,450 N/A N/A
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Restricted Stock Units 523 N/A N/A
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common 523 N/A N/A
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Restricted Stock Units 4,109 N/A N/A
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 4,109 N/A N/A
Option
FIFE EUGENE V director
Restricted Stock Units 1,606 N/A N/A
Option
FIFE EUGENE V director
Common 1,606 N/A N/A
Option
GOODE DAVID R director
Restricted Stock Units 1,606 N/A N/A
Option
GOODE DAVID R director
Common 1,606 N/A N/A
Option
OSBORN WILLIAM A director
Restricted Stock Units 1,606 N/A N/A
Option
OSBORN WILLIAM A director
Common 1,606 N/A N/A
Option
MAGOWAN PETER A director
Restricted Stock Units 1,606 N/A N/A
Option
MAGOWAN PETER A director
Common 1,606 N/A N/A
Option
BRAZIL JOHN R director
Restricted Stock Units 1,606 N/A N/A
Option
BRAZIL JOHN R director
Common 1,606 N/A N/A
Option
POWELL CHARLES D director
Restricted Stock Units 1,606 N/A N/A
Option
POWELL CHARLES D director
Common 1,606 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.