Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $21.88 $175,000
Sale
RAPP EDWARD J officer: Group President
Common 24,000 $26.77 $642,360
Option
RAPP EDWARD J officer: Group President
Common 24,000 $26.77 $642,360
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 24,000 $26.77 $642,360
Option
OWENS JAMES W director
Employee Stock Option 108,000 $26.77 $2,890,620
Option
OWENS JAMES W director
Common 108,000 $26.77 $2,890,620
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 50,231 $12.8 $643,057
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 42,798 $19.2 $821,850
Option
BURRITT DAVID B officer: V.P./Chief Financial O..
Restricted Stock Units 2,594 N/A N/A
Option
BURRITT DAVID B officer: V.P./Chief Financial O..
Common 2,594 N/A N/A
Option
HALVERSON BRADLEY M officer: Group President & CFO
Restricted Stock Units 828 N/A N/A
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 828 N/A N/A
Option
LAVIN RICHARD P officer: Group President
Restricted Stock Units 2,594 N/A N/A
Option
LAVIN RICHARD P officer: Group President
Common 2,594 N/A N/A
Option
VITTECOQ GERARD R officer: Group President
Restricted Stock Units 4,832 N/A N/A
Option
VITTECOQ GERARD R officer: Group President
Common 4,832 N/A N/A
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 2,594 N/A N/A
Option
RAPP EDWARD J officer: Group President
Common 2,594 N/A N/A
Option
WUNNING STEVEN H officer: Group President
Restricted Stock Units 4,832 N/A N/A
Option
WUNNING STEVEN H officer: Group President
Common 4,832 N/A N/A
Option
LEVENICK STUART L officer: Group President
Restricted Stock Units 4,832 N/A N/A
Option
LEVENICK STUART L officer: Group President
Common 4,832 N/A N/A
Option
BUDA JAMES B officer: Executive Vice President
Restricted Stock Units 2,594 N/A N/A
Option
BUDA JAMES B officer: Executive Vice President
Common 2,594 N/A N/A
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Restricted Stock Units 489 N/A N/A
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common 489 N/A N/A
Option
OWENS JAMES W director
Restricted Stock Units 14,238 N/A N/A
Option
OWENS JAMES W director
Common 14,238 N/A N/A
Sale
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 19,822 $51.53 $1,021,487
Sale
SMITH JOSHUA I director
Common 5,400 $51.2 $276,480
Option
DILLON JOHN T director
Employee Stock Option 8,000 $21.88 $175,000
Option
DILLON JOHN T director
Common 8,000 $21.88 $175,000
Sale
BLOUNT W FRANK director
Common 8,000 $21.88 $175,000
Option
BLOUNT W FRANK director
Common 8,000 $21.88 $175,000
Option
BLOUNT W FRANK director
Employee Stock Option 8,000 $21.88 $175,000
Option
GOODE DAVID R director
Common 8,000 $21.88 $175,000
Option
GOODE DAVID R director
Employee Stock Option 8,000 $21.88 $175,000
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 14,000 $27.14 $380,002
Option
LAVIN RICHARD P officer: Group President
Common 14,000 $27.14 $380,002
Sale
LAVIN RICHARD P officer: Group President
Common 14,000 $27.14 $380,002
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 1,000 $59 $59,000
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 54,000 $25.36 $1,369,332
Sale
RAPP EDWARD J officer: Group President
Common 54,000 $25.36 $1,369,332
Option
RAPP EDWARD J officer: Group President
Common 54,000 $25.36 $1,369,332
Option
VITTECOQ GERARD R officer: Group President
Common 5,984 $19.2 $114,911
Option
VITTECOQ GERARD R officer: Group President
Employee Stock Option 5,984 $19.2 $114,911
Sale
BURRITT DAVID B officer: V.P./Chief Financial O..
Common 4,000 $61.03 $244,120
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 5,202 $19.2 $99,894
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 5,202 $19.2 $99,894
Sale
RAPP EDWARD J officer: Group President
Common 24,000 $26.77 $642,360

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.