Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
RAPP EDWARD J officer: Group President
Common 3,208 $31.17 $100,000
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 3,208 $31.17 $100,000
Sale
COPELAND JANANNE A. officer: Chief Accounting Officer
Common 2,000 $38.45 $76,900
Sale
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 20,000 $38.71 $774,100
Option
OSBORN WILLIAM A director
Common 8,000 $29.43 $235,464
Option
OSBORN WILLIAM A director
Employee Stock Option 8,000 $29.43 $235,464
Option
BUDA JAMES B officer: Executive Vice President
Employee Stock Option 3,750 $26.77 $100,369
Option
BUDA JAMES B officer: Executive Vice President
Common 57,750 $26.06 $1,505,023
Sale
BUDA JAMES B officer: Executive Vice President
Common 57,750 $74.5 $4,302,375
Sale
COPELAND JANANNE A. officer: Chief Accounting Officer
Common 2,441 $74.5 $181,855
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common 6,130 $25.19 $154,402
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Employee Stock Option 928 $31.17 $28,928
Sale
DILLON JOHN T director
Common 4,000 $28.78 $115,124
Option
DILLON JOHN T director
Common 4,000 $28.78 $115,124
Option
DILLON JOHN T director
Employee Stock Option 4,000 $28.78 $115,124
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 2,500 $71.34 $178,355
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 11,798 $19.2 $226,557
Sale
RAPP EDWARD J officer: Group President
Common 11,798 $19.2 $226,557
Option
RAPP EDWARD J officer: Group President
Common 11,798 $19.2 $226,557
Option
SMITH JOSHUA I director
Common 7,000 $29.11 $203,749
Sale
SMITH JOSHUA I director
Common 7,000 $82.23 $575,610
Option
SMITH JOSHUA I director
Employee Stock Option 3,000 $28.78 $86,343
Option
BRAZIL JOHN R director
Employee Stock Option 8,000 $29.43 $235,464
Sale
BRAZIL JOHN R director
Common 8,000 $29.43 $235,464
Option
BRAZIL JOHN R director
Common 8,000 $29.43 $235,464
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 3,500 $31.17 $109,102
Option
LAVIN RICHARD P officer: Group President
Common 6,708 $31.17 $209,102
Sale
LAVIN RICHARD P officer: Group President
Common 3,500 $31.17 $109,102
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 19,410 $27.84 $540,452
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 19,410 $27.84 $540,452
Option
WUNNING STEVEN H officer: Group President
Common 5,202 $19.2 $99,894
Option
WUNNING STEVEN H officer: Group President
Employee Stock Option 5,202 $19.2 $99,894
Option
WUNNING STEVEN H officer: Group President
Employee Stock Option 2,798 $19.2 $53,730
Sale
WUNNING STEVEN H officer: Group President
Common 2,798 $19.2 $53,730
Option
WUNNING STEVEN H officer: Group President
Common 2,798 $19.2 $53,730
Option
WUNNING STEVEN H officer: Group President
Common 40,000 $19.2 $768,120
Option
WUNNING STEVEN H officer: Group President
Employee Stock Option 40,000 $19.2 $768,120
Sale
WUNNING STEVEN H officer: Group President
Common 40,000 $19.2 $768,120
Option
MAGOWAN PETER A director
Common 8,000 $27.19 $217,504
Option
MAGOWAN PETER A director
Employee Stock Option 8,000 $27.19 $217,504
Option
RAPP EDWARD J officer: Group President
Common 3,590 $27.84 $99,960
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 3,590 $27.84 $99,960
Option
GOODE DAVID R director
Common 8,000 $27.19 $217,504
Option
GOODE DAVID R director
Employee Stock Option 8,000 $27.19 $217,504
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $27.19 $217,504
Option
GALLARDO JUAN director
Common 8,000 $27.19 $217,504
Option
BLOUNT W FRANK director
Employee Stock Option 8,000 $27.19 $217,504
Option
BLOUNT W FRANK director
Common 8,000 $27.19 $217,504
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 22,590 $27.84 $628,996
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 19,000 $27.84 $529,036

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.