Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
LAVIN RICHARD P officer: Group President
Common 1,250 $53.53 $66,913
Sale
SMITH JOSHUA T
Common 3,115 $91 $283,465
Option
BANWART SIDNEY C officer: Vice President
Common 4,554 $31.53 $143,592
Option
BANWART SIDNEY C officer: Vice President
Employee Stock Option 3,038 $32.91 $99,968
Purchase
RUST EDWARD B JR director
Common 188 $45.55 $8,563
Option
MACIER ROBERT R officer: Vice President
Employee Stock Option 13,750 $38.41 $528,083
Sale
MACIER ROBERT R officer: Vice President
Common 13,750 $38.41 $528,083
Option
MACIER ROBERT R officer: Vice President
Common 13,750 $38.41 $528,083
Sale
LEVENICK STUART L officer: Group President
Common 21,399 $38.41 $821,850
Option
LEVENICK STUART L officer: Group President
Common 21,399 $38.41 $821,850
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 21,399 $38.41 $821,850
Option
BEARD JAMES S officer: Vice President
Common 71,333 $41.4 $2,953,400
Sale
WESTERN DONALD G officer: Vice President
Common 35,894 $90.1 $3,234,014
Option
WESTERN DONALD G officer: Vice President
Common 25,061 $35.66 $893,575
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 9,000 $53.53 $481,770
Sale
BEARD JAMES S officer: Vice President
Common 57,045 $90 $5,134,164
Option
ADAMS KENT M officer: Vice President
Common 2,963 $30.16 $89,352
Sale
LAVIN RICHARD P officer: Group President
Common 9,000 $53.53 $481,770
Option
WESTERN DONALD G officer: Vice President
Employee Stock Option 3,662 $32.91 $120,502
Option
LAVIN RICHARD P officer: Group President
Common 9,000 $53.53 $481,770
Sale
ADAMS KENT M officer: Vice President
Common 532 $30.16 $16,043
Option
ADAMS KENT M officer: Vice President
Employee Stock Option 532 $30.16 $16,043
Option
BEARD JAMES S officer: Vice President
Employee Stock Option 17,962 $32.91 $591,058
Sale
OSBORN WILLIAM A director
Common 350 $89.52 $31,332
Option
VITTECOQ GERARD R officer: Group President
Employee Stock Option 8,460 $30.16 $255,120
Option
VITTECOQ GERARD R officer: Group President
Common 8,460 $30.16 $255,120
Option
WESTERN DONALD G officer: Vice President
Common 7,934 $52.02 $412,750
Option
WESTERN DONALD G officer: Vice President
Employee Stock Option 1,934 $51.66 $99,903
Option
BENSON RICHARD A officer: Vice President
Common 7,934 $52.02 $412,750
Option
BENSON RICHARD A officer: Vice President
Employee Stock Option 1,934 $51.66 $99,903
Option
STROUP GARY A officer: Vice President
Common 95,000 $56.64 $5,381,180
Option
HELLER JOHN S officer: Vice President
Employee Stock Option 2,705 $55.69 $150,636
Sale
HELLER JOHN S officer: Vice President
Common 2,705 $55.69 $150,636
Sale
STROUP GARY A officer: Vice President
Common 95,000 $96.1 $9,129,500
Option
STROUP GARY A officer: Vice President
Employee Stock Option 20,000 $50.72 $1,014,300
Option
HELLER JOHN S officer: Vice President
Common 2,705 $55.69 $150,636
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 350 $32.91 $11,517
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 350 $32.91 $11,517
Option
MCPHEETERS F LYNN officer: V.P./Chief Financial O..
Employee Stock Option 3,038 $32.91 $99,968
Option
MCPHEETERS F LYNN officer: V.P./Chief Financial O..
Common 9,680 $32.91 $318,530
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 2,106 $51.66 $108,788
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 4,351 $95 $413,345
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 4,351 $53.67 $233,527
Purchase
OSBORN WILLIAM A director
Common 700 $92.28 $64,596
Option
GALES THOMAS A officer: Vice President
Employee Stock Option 2,601 $38.41 $99,894
Option
GALES THOMAS A officer: Vice President
Common 2,601 $38.41 $99,894
Option
BURRITT DAVID B officer: V.P./Chief Financial O..
Common 2,888 $42.28 $122,108
Option
BURRITT DAVID B officer: V.P./Chief Financial O..
Employee Stock Option 2,388 $32.91 $78,580
Option
LEVENICK STUART L officer: Group President
Common 7,934 $52.02 $412,750
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 1,934 $51.66 $99,903

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.