Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SMITH JOSHUA I director
Restricted Stock Units 1,606 N/A N/A
Option
SMITH JOSHUA I director
Common 1,606 N/A N/A
Option
GALLARDO JUAN director
Restricted Stock Units 1,606 N/A N/A
Option
GALLARDO JUAN director
Common 1,606 N/A N/A
Option
RUST EDWARD B JR director
Restricted Stock Units 1,606 N/A N/A
Option
RUST EDWARD B JR director
Common 1,606 N/A N/A
Option
DICKINSON DANIEL M director
Restricted Stock Units 1,606 N/A N/A
Option
DICKINSON DANIEL M director
Common 1,606 N/A N/A
Option
LAVIN RICHARD P officer: Group President
Common 40,000 $45.64 $1,825,720
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 40,000 $45.64 $1,825,720
Option
LAVIN RICHARD P officer: Group President
Common 100,000 $61.56 $6,156,300
Sale
LAVIN RICHARD P officer: Group President
Common 36,000 $100.42 $3,615,048
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 30,000 $45.64 $1,369,290
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 48,000 $26.77 $1,284,720
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 48,000 $26.77 $1,284,720
Purchase
GREENE JESSE J JR director
Common 2,000 $99.23 $198,464
Option
SMITH JOSHUA I director
Common 6,000 $35.03 $210,204
Option
SMITH JOSHUA I director
Employee Stock Option 4,000 $29.43 $117,732
Sale
SMITH JOSHUA I director
Common 6,000 $99 $594,018
Purchase
WHITE MILES D director
Common 1,000 $98.7 $98,697
Option
WUNNING STEVEN H officer: Group President
Common 54,000 $96.97 $5,236,488
Option
WUNNING STEVEN H officer: Group President
Employee Stock Option 54,000 $96.97 $5,236,488
Sale
WUNNING STEVEN H officer: Group President
Common 54,000 $96.97 $5,236,488
Option
BRAZIL JOHN R director
Common 16,000 $40.64 $650,160
Option
BRAZIL JOHN R director
Employee Stock Option 8,000 $40.64 $325,080
Sale
BRAZIL JOHN R director
Common 16,000 $96.96 $1,551,312
Option
OWENS JAMES W director
Common 122,000 $25.36 $3,093,676
Option
OWENS JAMES W director
Employee Stock Option 122,000 $25.36 $3,093,676
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 54,000 $27.14 $1,465,722
Option
LEVENICK STUART L officer: Group President
Common 54,000 $27.14 $1,465,722
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 5,000 $25.36 $126,790
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 5,000 $25.36 $126,790
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 5,000 $25.36 $126,790
Sale
LAVIN RICHARD P officer: Group President
Common 20,000 $27.14 $542,860
Option
LAVIN RICHARD P officer: Group President
Common 20,000 $27.14 $542,860
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 20,000 $27.14 $542,860
Option
GOODE DAVID R director
Employee Stock Option 8,000 $22.76 $182,040
Option
GOODE DAVID R director
Common 8,000 $22.76 $182,040
Option
RUST EDWARD B JR director
Common 8,000 $26.03 $208,240
Option
RUST EDWARD B JR director
Employee Stock Option 8,000 $26.03 $208,240
Sale
WUNNING STEVEN H officer: Group President
Common 60,000 $25.36 $1,521,480
Option
WUNNING STEVEN H officer: Group President
Common 60,000 $25.36 $1,521,480
Option
WUNNING STEVEN H officer: Group President
Employee Stock Option 60,000 $25.36 $1,521,480
Option
OSBORN WILLIAM A director
Employee Stock Option 8,000 $26.03 $208,240
Option
OSBORN WILLIAM A director
Common 8,000 $26.03 $208,240
Option
BRAZIL JOHN R director
Employee Stock Option 8,000 $26.03 $208,240
Sale
BRAZIL JOHN R director
Common 8,000 $26.03 $208,240
Option
BRAZIL JOHN R director
Common 8,000 $26.03 $208,240
Purchase
LAVIN RICHARD P officer: Group President
Common 355 $58.23 $20,672
Option
GALLARDO JUAN director
Common 8,000 $21.88 $175,000

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.