Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
DE LANGE BOB officer: Group President
Common Stock 406 $137.58 $55,857
Option
DE LANGE BOB officer: Group President
Common Stock 2,255 $47.69 $107,530
Option
DE LANGE BOB officer: Group President
Stock Appreciation Right 866 $73.2 $63,391
Option
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 16,232 $90.78 $1,473,606
Option
LONG SUZETTE M officer: CLO/General Counsel
Employee Stock Option 10,424 $89.29 $930,728
Sale
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 13,859 $114.3 $1,584,084
Sale
OSBORN WILLIAM A director
Common Stock 5,000 $113.67 $568,350
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 182,612 $86.38 $15,773,112
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 182,612 $86.38 $15,773,112
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 169,912 $108.11 $18,369,696
Option
JOHNSON DENISE C officer: Group President
Common Stock 88,959 $105.64 $9,397,629
Option
JOHNSON DENISE C officer: Group President
Employee Stock Option 63,807 $102.85 $6,562,359
Sale
JOHNSON DENISE C officer: Group President
Common Stock 17,141 $89.75 $1,538,405
Option
PELLETTE THOMAS A officer: Group President
Stock Appreciation Right 5,060 $57.85 $292,721
Option
PELLETTE THOMAS A officer: Group President
Common Stock 5,060 $57.85 $292,721
Option
PELLETTE THOMAS A officer: Group President
Stock Appreciation Right 2,458 $73.2 $179,926
Option
PELLETTE THOMAS A officer: Group President
Common Stock 2,458 $73.2 $179,926
Purchase
DE LANGE BOB officer: Group President
Common Stock 1,000 $99.32 $99,320
Option
GALLARDO JUAN director
Common Stock 5,833 $63.04 $367,712
Option
GALLARDO JUAN director
Stock Appreciation Right 5,833 $63.04 $367,712
Sale
DICKINSON DANIEL M director
Common Stock 3,884 $97.9 $380,244
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common Stock 160,000 $47.69 $7,629,600
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Stock Appreciation Right 160,000 $47.69 $7,629,600
Option
RUST EDWARD B JR director
Common Stock 5,833 $63.04 $367,712
Option
RUST EDWARD B JR director
Stock Appreciation Right 5,833 $63.04 $367,712
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Stock Appreciation Right 4,661 $73.2 $341,185
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 11,280 $47.69 $537,887
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Stock Appreciation Right 55,484 $73.2 $4,061,429
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common Stock 55,484 $73.2 $4,061,429
Option
DICKINSON DANIEL M director
Stock Appreciation Right 2,916 $63.04 $183,825
Sale
DICKINSON DANIEL M director
Common Stock 950 $93.52 $88,844
Option
DICKINSON DANIEL M director
Common Stock 2,916 $63.04 $183,825
Sale
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 766 $91.22 $69,875
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 9,294 $47.69 $443,184
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Stock Appreciation Right 3,886 $73.2 $284,455
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Stock Appreciation Right 2,935 $63.04 $185,022
Sale
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 706 $82.95 $58,563
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 2,935 $63.04 $185,022
Option
PELLETTE THOMAS A officer: Group President
Common Stock 2,290 $63.04 $144,362
Option
PELLETTE THOMAS A officer: Group President
Stock Appreciation Right 2,290 $63.04 $144,362
Purchase
MUILENBURG DENNIS A director
Common Stock 1,930 $82.75 $159,708
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 2,841 $82.73 $235,036
Option
HALVERSON BRADLEY M officer: Group President & CFO
Stock Appreciation Right 9,449 $57.85 $546,625
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 9,449 $57.85 $546,625
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 574 $72.58 $41,661
Purchase
MUILENBURG DENNIS A director
Common Stock 1,128 $71.01 $80,099
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 694 $76.53 $53,112
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 184 $78.08 $14,367
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Stock Appreciation Right 2,141 $63.04 $134,969
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 2,141 $63.04 $134,969

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.