Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
RUST EDWARD B JR director
Stock Appreciation Right 7,000 $66.77 $467,390
Option
RUST EDWARD B JR director
Common Stock 7,000 $66.77 $467,390
Purchase
CALHOUN DAVID L director
Common Stock 25,000 $77.44 $1,936,000
Option
GALLARDO JUAN director
Common Stock 7,000 $66.77 $467,390
Option
GALLARDO JUAN director
Stock Appreciation Right 7,000 $66.77 $467,390
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 1,200 $63.04 $75,648
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Stock Appreciation Right 1,200 $63.04 $75,648
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Stock Appreciation Right 50,884 $63.04 $3,207,727
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common Stock 50,884 $63.04 $3,207,727
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common Stock 75,000 $63.04 $4,728,000
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Stock Appreciation Right 75,000 $63.04 $4,728,000
Purchase
JOHNSON DENISE C officer: Group President
Common Stock 3,500 $62.2 $217,700
Option
HALVERSON BRADLEY M officer: Group President & CFO
Stock Appreciation Right 9,935 $63.04 $626,302
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 1,822 $77.11 $140,494
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 24,027 $42.61 $1,023,670
Option
DICKINSON DANIEL M director
Common Stock 2,917 $63.04 $183,888
Sale
DICKINSON DANIEL M director
Common Stock 807 $87.1 $70,286
Option
DICKINSON DANIEL M director
Stock Appreciation Right 2,917 $63.04 $183,888
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 334 N/A N/A
Option
RAPP EDWARD J officer: Group President
Common Stock 334 N/A N/A
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $44.9 $359,160
Option
GALLARDO JUAN director
Common Stock 8,000 $44.9 $359,160
Option
RAPP EDWARD J officer: Group President
Common Stock 391 N/A N/A
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 391 N/A N/A
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 70,000 $45.64 $3,195,010
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common Stock 70,000 $45.64 $3,195,010
Option
RUST EDWARD B JR director
Employee Stock Option 8,000 $44.9 $359,160
Option
RUST EDWARD B JR director
Common Stock 8,000 $44.9 $359,160
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common Stock 70,000 $45.64 $3,195,010
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 70,000 $45.64 $3,195,010
Option
WUNNING STEVEN H officer: Group President
Common Stock 95,000 $72.05 $6,844,750
Option
WUNNING STEVEN H officer: Group President
Stock Appreciation Right 95,000 $72.05 $6,844,750
Option
RAPP EDWARD J officer: Group President
Common Stock 30,000 $45.64 $1,369,290
Sale
RAPP EDWARD J officer: Group President
Common Stock 15,000 $101.01 $1,515,150
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 30,000 $45.64 $1,369,290
Option
BUDA JAMES B officer: Executive Vice President
Stock Appreciation Right 2,925 $22.17 $64,847
Option
BUDA JAMES B officer: Executive Vice President
Common Stock 2,925 $22.17 $64,847
Sale
BUDA JAMES B officer: Executive Vice President
Common Stock 2,306 $105 $242,130
Sale
BUDA JAMES B officer: Executive Vice President
Common Stock 14,651 $105.24 $1,541,915
Option
BUDA JAMES B officer: Executive Vice President
Stock Appreciation Right 48,144 $73.2 $3,524,141
Option
BUDA JAMES B officer: Executive Vice President
Common Stock 116,395 $47.69 $5,550,296
Option
LEVENICK STUART L officer: Group President
Stock Appreciation Right 105,000 $72.05 $7,565,250
Option
LEVENICK STUART L officer: Group President
Common Stock 105,000 $72.05 $7,565,250
Sale
RAPP EDWARD J officer: Group President
Common Stock 30,000 $103.99 $3,119,580
Option
RAPP EDWARD J officer: Group President
Common Stock 45,000 $103.99 $4,679,370
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 30,000 $45.64 $1,369,290
Option
BOZEMAN DAVID P officer: Senior Vice President
Restricted Stock Units 167 N/A N/A
Option
BOZEMAN DAVID P officer: Senior Vice President
Common Stock 167 N/A N/A
Option
RAPP EDWARD J officer: Group President
Restricted Stock Units 334 N/A N/A
Option
RAPP EDWARD J officer: Group President
Common Stock 334 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.