Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
JOHNSON DENISE C officer: Group President
Common Stock 137,986 $95.66 $13,199,741
Sale
JOHNSON DENISE C officer: Group President
Common Stock 68,993 $143.01 $9,866,344
Sale
MARVEL GARY MICHAEL officer: Chief Accounting Officer
Common Stock 2,180 $89.75 $195,655
Option
MARVEL GARY MICHAEL officer: Chief Accounting Officer
Common Stock 2,180 $89.75 $195,655
Option
JOHNSON DENISE C officer: Group President
Common Stock 14,777 $74.77 $1,104,876
Sale
JOHNSON DENISE C officer: Group President
Common Stock 14,777 $74.77 $1,104,876
Option
JOHNSON DENISE C officer: Group President
Employee Stock Options 14,777 $74.77 $1,104,876
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Stock Appreciation Rights 6,781 $57.85 $392,281
Option
UMPLEBY III DONALD J director, officer: Chairman & CEO
Common Stock 6,781 $57.85 $392,281
Option
LONG SUZETTE M officer: CLO/General Counsel
Employee Stock Options 3,943 $95.66 $377,187
Option
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 3,943 $95.66 $377,187
Sale
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 5,019 $126.34 $634,100
Option
YOUNESSI RAMIN officer: Group President
Employee Stock Options 15,277 $95.66 $1,461,398
Option
YOUNESSI RAMIN officer: Group President
Common Stock 15,277 $95.66 $1,461,398
Option
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 8,141 $78.89 $642,203
Option
LONG SUZETTE M officer: CLO/General Counsel
Employee Stock Option 2,219 $83 $184,177
Option
YOUNESSI RAMIN officer: Group President
Employee Stock Options 12,803 $74.77 $957,280
Option
YOUNESSI RAMIN officer: Group President
Common Stock 12,803 $74.77 $957,280
Option
DE LANGE BOB officer: Group President
Common Stock 2,157 $57.85 $124,782
Option
DE LANGE BOB officer: Group President
Stock Appreciation Right 2,157 $57.85 $124,782
Purchase
DE LANGE BOB officer: Group President
Common Stock 1,080 $115.58 $124,826
Option
JOHNSON DENISE C officer: Group President
Common Stock 19,107 $155 $2,961,585
Sale
JOHNSON DENISE C officer: Group President
Common Stock 4,330 $155 $671,150
Option
JOHNSON DENISE C officer: Group President
Employee Stock Option 4,330 $155 $671,150
Option
JOHNSON DENISE C officer: Group President
Employee Stock Options 14,777 $155 $2,290,435
Sale
JOHNSON DENISE C officer: Group President
Common Stock 15,944 $152.97 $2,438,954
Option
JOHNSON DENISE C officer: Group President
Employee Stock Option 15,944 $83 $1,323,352
Option
JOHNSON DENISE C officer: Group President
Common Stock 15,944 $83 $1,323,352
Purchase
CALHOUN DAVID L director
Common Stock 5,000 $155.37 $776,850
Option
CREED JOSEPH E officer: Group President
Employee Stock Options 4,532 $132.88 $602,212
Option
CREED JOSEPH E officer: Group President
Common Stock 4,532 $132.88 $602,212
Sale
CREED JOSEPH E officer: Group President
Common Stock 2,382 $110.09 $262,234
Option
PELLETTE THOMAS A officer: Group President
Common Stock 57,087 $99.57 $5,684,153
Sale
PELLETTE THOMAS A officer: Group President
Common Stock 1,236 $150.56 $186,092
Option
PELLETTE THOMAS A officer: Group President
Stock Appreciation Right 3,842 $102.13 $392,383
Sale
PELLETTE THOMAS A officer: Group President
Common Stock 95,199 $163.22 $15,538,095
Option
PELLETTE THOMAS A officer: Group President
Employee Stock Option 95,199 $83 $7,901,517
Option
PELLETTE THOMAS A officer: Group President
Common Stock 95,199 $83 $7,901,517
Sale
LONG SUZETTE M officer: CLO/General Counsel
Common Stock 528 $160.46 $84,723
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 2,600 $137.67 $357,942
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Stock Appreciation Right 5,620 $57.85 $325,117
Option
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 5,620 $57.85 $325,117
Sale
COPELAND JANANNE A. officer: Chief Accounting Officer
Common Stock 3,247 $136.95 $444,677
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 44,112 $106.11 $4,680,724
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common Stock 17,210 $137.33 $2,363,449
Option
HALVERSON BRADLEY M officer: Group President & CFO
Stock Appreciation Right 22,696 $102.13 $2,317,942
Option
PELLETTE THOMAS A officer: Group President
Employee Stock Options 32,086 $74.77 $2,399,070
Sale
PELLETTE THOMAS A officer: Group President
Common Stock 24,547 $135.69 $3,330,782
Option
PELLETTE THOMAS A officer: Group President
Common Stock 32,086 $74.77 $2,399,070
Sale
DICKINSON DANIEL M director
Common Stock 3,813 $137.09 $522,724

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.