Caterpillar
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 24,000 $26.77 $642,360
Option
RAPP EDWARD J officer: Group President
Common 24,000 $26.77 $642,360
Option
VITTECOQ GERARD R officer: Group President
Common 5,984 $19.2 $114,911
Sale
HALVERSON BRADLEY M officer: Group President & CFO
Common 3,300 $55 $181,500
Option
VITTECOQ GERARD R officer: Group President
Employee Stock Option 5,984 $19.2 $114,911
Option
LEVENICK STUART L officer: Group President
Common 54,000 $25.36 $1,369,332
Option
LEVENICK STUART L officer: Group President
Employee Stock Option 54,000 $25.36 $1,369,332
Option
WUNNING STEVEN H officer: Group President
Common 48,000 $26.77 $1,284,720
Option
WUNNING STEVEN H officer: Group President
Employee Stock Option 48,000 $26.77 $1,284,720
Option
OWENS JAMES W director
Employee Stock Option 102,798 $19.2 $1,974,030
Option
OWENS JAMES W director
Common 108,000 $19.2 $2,073,924
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 20,000 $27.14 $542,860
Sale
LAVIN RICHARD P officer: Group President
Common 20,000 $27.14 $542,860
Option
LAVIN RICHARD P officer: Group President
Common 20,000 $27.14 $542,860
Option
VITTECOQ GERARD R officer: Group President
Employee Stock Option 12,000 $19.2 $230,436
Option
VITTECOQ GERARD R officer: Group President
Common 12,000 $19.2 $230,436
Option
FOSLER GAIL D director
Employee Stock Option 4,000 $26.03 $104,120
Option
FOSLER GAIL D director
Common 4,000 $26.03 $104,120
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 2,601 $19.2 $49,947
Option
RAPP EDWARD J officer: Group President
Employee Stock Option 5,202 $19.2 $99,894
Option
RAPP EDWARD J officer: Group President
Common 5,202 $19.2 $99,894
Option
MAGOWAN PETER A director
Common 32,000 $21.88 $700,000
Option
MAGOWAN PETER A director
Employee Stock Option 8,000 $21.88 $175,000
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 2,601 $19.2 $49,947
Purchase
OSBORN WILLIAM A director
Common 2,000 $39.86 $79,714
Option
HALVERSON BRADLEY M officer: Group President & CFO
Employee Stock Option 1,708 $31.17 $53,242
Option
HALVERSON BRADLEY M officer: Group President & CFO
Common 1,708 $31.17 $53,242
Option
LAVIN RICHARD P officer: Group President
Employee Stock Option 8,132 $31.17 $253,491
Option
LAVIN RICHARD P officer: Group President
Common 8,132 $31.17 $253,491
Option
GALLARDO JUAN director
Common 8,000 $28.78 $230,248
Option
GALLARDO JUAN director
Employee Stock Option 8,000 $28.78 $230,248
Option
GOODE DAVID R director
Common 8,000 $28.78 $230,248
Option
GOODE DAVID R director
Employee Stock Option 8,000 $28.78 $230,248
Option
DILLON JOHN T director
Employee Stock Option 4,000 $28.78 $115,124
Option
DILLON JOHN T director
Common 4,000 $28.78 $115,124
Option
MAGOWAN PETER A director
Common 8,000 $28.78 $230,248
Option
MAGOWAN PETER A director
Employee Stock Option 8,000 $28.78 $230,248
Purchase
DICKINSON DANIEL M director
Common 3,037 $33 $100,221
Option
BLOUNT W FRANK director
Employee Stock Option 8,000 $28.78 $230,248
Sale
BLOUNT W FRANK director
Common 8,000 $28.78 $230,248
Option
BLOUNT W FRANK director
Common 8,000 $28.78 $230,248
Purchase
MAGOWAN PETER A director
Common 3,500 $30.96 $108,364
Purchase
MAGOWAN PETER A director
Common 3,500 $30.13 $105,438
Purchase
MAGOWAN PETER A director
Common 2,500 $30.23 $75,563
Purchase
MAGOWAN PETER A director
Common 3,000 $30.95 $92,853
Purchase
MAGOWAN PETER A director
Common 2,500 $32.38 $80,953
Option
OWENS JAMES W director
Common 100,000 $31.17 $3,117,200
Option
OWENS JAMES W director
Employee Stock Option 3,208 $31.17 $100,000
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Employee Stock Option 3,208 $31.17 $100,000
Option
OBERHELMAN DOUGLAS R director, officer: Chairman of ..
Common 42,000 $31.17 $1,309,224

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.