Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BERSON JORY A officer: Chief Human Resources ..
2017 Restricted Stock Units 2,300 $99.52 $228,896
Option
COOPER MATTHEW W officer: General Counsel
Common Stock 7,931 $74.64 $591,970
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2015 Restricted Stock Units 4,302 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2017 Restricted Stock Units 2,551 $99.52 $253,876
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 18,962 $74.64 $1,415,324
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2016 Restricted Stock Units 3,447 $99.52 $343,045
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 15,216 $74.64 $1,135,722
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 16,501 $74.64 $1,231,635
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 18,688 $74.64 $1,394,872
Option
SLOCUM MICHAEL officer: President, Commercial ..
2017 Restricted Stock Units 2,503 $99.52 $249,099
Option
COOPER MATTHEW W officer: General Counsel
2016 Restricted Stock Units 1,688 $99.52 $167,990
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2015 Restricted Stock Units 38,214 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
2017 Restricted Stock Units 1,600 $99.52 $159,232
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 38,214 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
2015 Restricted Stock Units 519 N/A N/A
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 7,813 $74.64 $583,162
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2016 Restricted Stock Units 3,196 $99.52 $318,066
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 3,441 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2017 Restricted Stock Units 2,307 $99.52 $229,593
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 13,013 $74.64 $971,290
Option
SLOCUM MICHAEL officer: President, Commercial ..
2016 Restricted Stock Units 3,227 $99.52 $321,151
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
2016 Restricted Stock Units 2,287 $99.52 $227,602
Option
BERSON JORY A officer: Chief Human Resources ..
2016 Restricted Stock Units 3,120 $99.52 $310,502
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2016 Restricted Stock Units 1,636 $99.52 $162,815
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
2017 Restricted Stock Units 1,769 $99.52 $176,051
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2017 Restricted Stock Units 1,263 $99.52 $125,694
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2015 Restricted Stock Units 3,721 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2015 Restricted Stock Units 1,345 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2015 Restricted Stock Units 3,333 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 7,884 $66.35 $523,080
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 15,397 $66.35 $1,021,545
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2015 Restricted Stock Units 502 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 16,074 $74.64 $1,199,763
Option
WASSMER MICHAEL J officer: President, Card
2016 Restricted Stock Units 2,732 $99.52 $271,889
Option
WASSMER MICHAEL J officer: President, Card
2017 Restricted Stock Units 2,349 $99.52 $233,772
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2017 Restricted Stock Units 2,128 $99.52 $211,779
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2016 Restricted Stock Units 384 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2017 Restricted Stock Units 283 $104.72 $29,636
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 667 $52.36 $34,924
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 64,292 $105.06 $6,754,518
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 185,202 $18.28 $3,385,493
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 185,202 $18.28 $3,385,493
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 185,202 $105.08 $19,461,582
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $105.41 $31,623,900
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 300,000 $18.28 $5,484,000
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $18.28 $5,484,000
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 27,818 $56.32 $1,566,710
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 27,818 $56.32 $1,566,710
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 10,086 $105 $1,059,030
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 27,818 $56.32 $1,566,710

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.