Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 7,975 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 4,079 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 6,707 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Restricted Stock Units 134,632 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,528 N/A N/A
Option
LEROY PIERRE E director
Stock Options 18,795 $16.93 $318,199
Option
LEROY PIERRE E director
Common Stock 18,795 $16.93 $318,199
Sale
LEROY PIERRE E director
Common Stock 18,795 $16.93 $318,199
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 55,065 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 55,065 N/A N/A
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,104 $47.51 $432,531
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 21,127 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 21,127 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 72,108 $18.28 $1,318,134
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 72,108 $18.28 $1,318,134
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 72,108 $18.28 $1,318,134
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,101 $46.01 $418,737
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 11,719 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 10,974 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 10,974 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 10,494 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 8,150 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 10,494 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 14,613 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 11,950 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 12,749 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 14,613 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 9,411 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 7,387 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 8,150 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Common Stock 18,092 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 12,749 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 11,950 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,411 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 11,719 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Restricted Stock Units 7,387 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Restricted Stock Units 18,092 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 51,348 $18.28 $938,641
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 51,348 $18.28 $938,641
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 51,348 $18.28 $938,641
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 20,758 $18.28 $379,456
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 20,758 $18.28 $379,456
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 20,758 $18.28 $379,456
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 26,372 $18.28 $482,080
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 26,372 $18.28 $482,080
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 26,372 $18.28 $482,080

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.