Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 25,000 $18.28 $457,000
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 25,000 $18.28 $457,000
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 43,149 $41.64 $1,796,724
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 13,487 $65 $876,655
Sale
HAY LEWIS III director
Common Stock 11,200 $59.65 $668,080
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 10,000 $18.28 $182,800
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 3,614 $63.74 $230,356
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 8,000 $18.28 $146,240
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 8,000 $18.28 $146,240
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 8,000 $18.28 $146,240
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 121,295 $18.28 $2,217,273
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 121,295 $18.28 $2,217,273
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 127,050 $40.21 $5,108,045
Sale
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 21,113 $61.59 $1,300,286
Sale
PERLIN GARY L officer: Chief Financial Officer
Common Stock 24,500 $56.28 $1,378,860
Option
PERLIN GARY L officer: Chief Financial Officer
Common Stock 24,500 $56.28 $1,378,860
Option
PERLIN GARY L officer: Chief Financial Officer
Stock Options 24,500 $56.28 $1,378,860
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 22,259 $59 $1,313,281
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 2,160 $57.49 $124,178
Purchase
JENKINS BENJAMIN P III director
Common Stock 2,192 $56.82 $124,549
Purchase
RASKIND PETER E director
Common Stock 2,000 $57.17 $114,340
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 9,052 $57.05 $516,417
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Performance Share Units 179,973 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 179,973 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 33,039 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 33,039 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 6,708 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 8,104 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 6,951 N/A N/A
Option
PERLIN GARY L officer: Chief Financial Officer
Common Stock 13,131 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 6,951 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Restricted Stock Units 2,459 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 5,099 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 6,304 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 8,006 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,459 N/A N/A
Option
PERLIN GARY L officer: Chief Financial Officer
Restricted Stock Units 13,131 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 9,521 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 5,099 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 8,872 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 8,104 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 8,006 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 9,521 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 8,872 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 6,304 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 6,708 N/A N/A
Option
RASKIND PETER E director
Restricted Stock Units 1,240 N/A N/A
Option
RASKIND PETER E director
Common Stock 1,240 N/A N/A
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 7,947 $56.64 $450,118
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Restricted Stock Units 136,799 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.