Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SANJIV YAJNIK officer: President, Financial S..
2016 Restricted Stock Units 3,565 $88.31 $314,825
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Common Stock 38,308 $66.23 $2,537,254
Option
SANJIV YAJNIK officer: President, Financial S..
2015 Restricted Stock Units 4,049 $88.31 $357,567
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 20,727 $66.23 $1,372,811
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 19,564 $66.23 $1,295,782
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2014 Restricted Stock Units 4,022 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2016 Restricted Stock Units 1,570 $88.31 $138,647
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 14,112 $66.23 $934,680
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2015 Restricted Stock Units 3,442 $88.31 $303,963
Option
BERSON JORY A officer: Chief Human Resources ..
2016 Restricted Stock Units 3,120 $88.31 $275,527
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
2016 Restricted Stock Units 5,806 $88.31 $512,728
Option
BERSON JORY A officer: Chief Human Resources ..
2015 Restricted Stock Units 3,703 $88.31 $327,012
Option
SLOCUM MICHAEL officer: President, Commercial ..
2014 Restricted Stock Units 3,584 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Restricted Stock Units 6,434 $88.31 $568,187
Option
BERSON JORY A officer: Chief Human Resources ..
2014 Restricted Stock Units 4,206 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 22,755 $66.23 $1,507,132
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2016 Restricted Stock Units 3,196 $88.31 $282,239
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2015 Restricted Stock Units 3,950 $88.31 $348,825
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
2015 Restricted Stock Units 6,757 $88.31 $596,711
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2015 Restricted Stock Units 1,345 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 20,648 $66.23 $1,367,579
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Common Stock 30,993 $82.08 $2,543,905
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Stock Options 30,993 $82.08 $2,543,905
Sale
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Common Stock 30,993 $89.7 $2,780,072
Option
GROSS PATRICK W director
Common Stock 41,060 $49.21 $2,020,480
Option
GROSS PATRICK W director
Stock Options 4,098 $74.72 $306,203
Sale
GROSS PATRICK W director
Common Stock 41,060 $88.5 $3,633,810
Sale
SHATTUCK MAYO A III director
Common Stock 3,415 $74.72 $255,169
Option
SHATTUCK MAYO A III director
Common Stock 3,415 $74.72 $255,169
Option
SHATTUCK MAYO A III director
Stock Options 3,415 $74.72 $255,169
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2016 Restricted Stock Units 402 $86.34 $34,709
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 965 $43.17 $41,659
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2015 Restricted Stock Units 563 N/A N/A
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 39,297 $88.48 $3,476,802
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 8,750 $76.79 $671,913
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 29,540 $62.87 $1,857,180
Option
WASSMER MICHAEL J officer: President, Card
Stock Options 8,750 $76.79 $671,913
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 8,750 $76.79 $671,913
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Stock Options 9,140 $76.79 $701,861
Sale
LEROY PIERRE E director
Common Stock 8,998 $88.09 $792,634
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 145,974 $88.34 $12,894,613
Option
LEROY PIERRE E director
Stock Options 4,098 $74.72 $306,203
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 145,974 $50.99 $7,443,214
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 145,974 $50.99 $7,443,214
Option
LEROY PIERRE E director
Common Stock 4,098 $74.72 $306,203
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $89.64 $26,890,500
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 300,000 $50.99 $15,297,000
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $50.99 $15,297,000
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 300,000 $50.99 $15,297,000
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $88.91 $26,671,500

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.