Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 7,996 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 17,730 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 12,651 N/A N/A
Option
SCHNALL PETER A officer: Chief Risk Officer
Restricted Stock Units 17,756 N/A N/A
Option
SCHNALL PETER A officer: Chief Risk Officer
Common Stock 17,756 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 10,875 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 18,155 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 12,651 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 7,996 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 18,155 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 12,645 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 10,595 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 16,426 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 12,645 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 10,595 N/A N/A
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 14,366 $53.05 $762,116
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 10,000 $18.28 $182,800
Option
SCHNALL PETER A officer: Chief Risk Officer
Common Stock 2,038 $49.07 $99,994
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 10,000 $18.28 $182,800
Option
SCHNALL PETER A officer: Chief Risk Officer
Stock Options 2,038 $49.07 $99,994
Sale
CARTER LYNN ANN officer: President, Banking
Common Stock 90,595 $18.28 $1,656,077
Option
CARTER LYNN ANN officer: President, Banking
Stock Options 90,595 $18.28 $1,656,077
Option
CARTER LYNN ANN officer: President, Banking
Common Stock 90,595 $18.28 $1,656,077
Sale
SCHNALL PETER A officer: Chief Risk Officer
Common Stock 2,038 $49.07 $99,994
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 14,926 $55 $820,930
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 31,072 $38.81 $1,205,811
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 50,072 $53 $2,653,816
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 26,996 $33.68 $909,090
Sale
PERLIN GARY L officer: Chief Financial Officer
Common Stock 35,584 $53.5 $1,903,744
Sale
SCHNALL PETER A officer: Chief Risk Officer
Common Stock 16,000 $52.04 $832,640
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 10,000 $18.28 $182,800
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 15,000 $35.39 $530,850
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 10,000 $18.28 $182,800
Sale
PERLIN GARY L officer: Chief Financial Officer
Common Stock 54,194 $52 $2,818,088
Sale
SCHNALL PETER A officer: Chief Risk Officer
Common Stock 16,000 $48.76 $780,160
Sale
PERLIN GARY L officer: Chief Financial Officer
Common Stock 32,003 $50.5 $1,616,152
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 24,923 $18.28 $455,592
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 32,500 $18.28 $594,100
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 24,923 $18.28 $455,592
Option
PERLIN GARY L officer: Chief Financial Officer
Stock Options 161,631 $18.28 $2,954,615
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 29,923 $34.24 $1,024,564
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 65,500 $34.27 $2,244,358
Option
PERLIN GARY L officer: Chief Financial Officer
Common Stock 161,631 $18.28 $2,954,615
Sale
PERLIN GARY L officer: Chief Financial Officer
Common Stock 172,054 $34.39 $5,916,937
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 32,500 $18.28 $594,100
Sale
CARTER LYNN ANN officer: President, Banking
Common Stock 3,448 $50.77 $175,055
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 13,781 $52.57 $724,467
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 4,926 $52 $256,152
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 4,588 $50 $229,400
Sale
CARTER LYNN ANN officer: President, Banking
Common Stock 19,538 $49.36 $964,396

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.