Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 242,090 $18.28 $4,425,405
Option
HAY LEWIS III director
Stock Options 16,446 $16.93 $278,431
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 242,090 $18.28 $4,425,405
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 242,090 $99.42 $24,067,377
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 2,276 $100 $227,600
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 19,117 $63.73 $1,218,326
Sale
HAY LEWIS III director
Common Stock 16,446 $16.93 $278,431
Option
WARNER BRADFORD H director
Common Stock 4,229 $16.93 $71,597
Sale
WARNER BRADFORD H director
Common Stock 4,229 $16.93 $71,597
Option
WARNER BRADFORD H director
Stock Options 4,229 $16.93 $71,597
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 1,787 $98 $175,126
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 18,909 $97.09 $1,835,875
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 2,203 $96.9 $213,471
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 4,860 $95 $461,700
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 511 $18.28 $9,341
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 511 $18.28 $9,341
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 511 $18.28 $9,341
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 11,584 $95 $1,100,480
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 12,214 $92.9 $1,134,620
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 242,600 $18.28 $4,434,728
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 242,600 $93.08 $22,579,995
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 242,600 $18.28 $4,434,728
Sale
WARNER BRADFORD H director
Common Stock 3,000 $95.19 $285,570
Option
WARNER BRADFORD H director
Common Stock 3,000 $16.93 $50,790
Option
WARNER BRADFORD H director
Stock Options 3,000 $16.93 $50,790
Sale
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 1,711 $97 $165,967
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 2,194 $98.19 $215,429
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 10,000 $98.12 $981,200
Sale
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 5,607 $97.74 $548,028
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2017 Restricted Stock Units 1,253 $99.52 $124,699
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Restricted Stock Units 5,212 $99.52 $518,698
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2017 Restricted Stock Units 2,128 $99.52 $211,779
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2016 Restricted Stock Units 3,447 $99.52 $343,045
Option
SLOCUM MICHAEL officer: President, Commercial ..
2017 Restricted Stock Units 2,503 $99.52 $249,099
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2016 Restricted Stock Units 2,894 $99.52 $288,011
Option
COOPER MATTHEW W officer: General Counsel
2015 Restricted Stock Units 519 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 15,216 $74.64 $1,135,722
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2017 Restricted Stock Units 2,851 $99.52 $283,732
Option
COOPER MATTHEW W officer: General Counsel
2016 Restricted Stock Units 1,688 $99.52 $167,990
Option
WASSMER MICHAEL J officer: President, Card
2017 Restricted Stock Units 2,349 $99.52 $233,772
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2016 Restricted Stock Units 3,753 $99.52 $373,499
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2016 Restricted Stock Units 1,571 $99.52 $156,346
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2015 Restricted Stock Units 3,721 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
2017 Restricted Stock Units 1,600 $99.52 $159,232
Option
BERSON JORY A officer: Chief Human Resources ..
2015 Restricted Stock Units 3,703 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2015 Restricted Stock Units 4,302 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
2015 Restricted Stock Units 3,576 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
2016 Restricted Stock Units 2,732 $99.52 $271,889
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2017 Restricted Stock Units 2,551 $99.52 $253,876
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 18,962 $74.64 $1,415,324

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.