Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
WARNER BRADFORD H director
Stock Options 8,113 $53.03 $430,232
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 27,928 $70.96 $1,981,771
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 57,616 $72.96 $4,203,663
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 57,616 $105 $6,049,680
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 20,844 $101.06 $2,106,495
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 34,110 $56.32 $1,921,075
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 34,110 $56.32 $1,921,075
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 42,764 $100.1 $4,280,676
Sale
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 5,975 $99.85 $596,604
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 78,695 $99.92 $7,863,204
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 62,754 $69.88 $4,385,438
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Stock Options 22,135 $70.96 $1,570,700
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 3,607 $98.02 $353,558
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 7,213 $97.16 $700,815
Sale
SHATTUCK MAYO A III director
Common Stock 7,070 $44.87 $317,231
Option
SHATTUCK MAYO A III director
Common Stock 7,070 $44.87 $317,231
Option
SHATTUCK MAYO A III director
Stock Options 7,070 $44.87 $317,231
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 10,818 $98.23 $1,062,652
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 22,679 $45.75 $1,037,564
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 29,561 $96.94 $2,865,643
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 22,679 $45.75 $1,037,564
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 20,000 $45.75 $915,000
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 20,000 $45.75 $915,000
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 27,378 $95.91 $2,625,824
Sale
GOLDEN TIMOTHY P officer: Controller
Common Stock 2,216 $94.5 $209,412
Option
WARNER BRADFORD H director
Common Stock 3,777 $44.87 $169,474
Sale
WARNER BRADFORD H director
Common Stock 3,777 $44.87 $169,474
Option
WARNER BRADFORD H director
Stock Options 3,777 $44.87 $169,474
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 8,212 $95.03 $780,386
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 9,329 $93 $867,597
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 4,294 $93 $399,342
Sale
WARNER BRADFORD H director
Common Stock 14,500 $92.1 $1,335,378
Sale
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 5,715 $92 $525,780
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 13,393 $90 $1,205,370
Option
WARNER BRADFORD H director
Common Stock 4,000 $44.87 $179,480
Sale
WARNER BRADFORD H director
Common Stock 4,000 $44.87 $179,480
Option
WARNER BRADFORD H director
Stock Options 4,000 $44.87 $179,480
Sale
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 2,928 $84.54 $247,533
Sale
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 3,570 $82.49 $294,489
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 7,163 $53.23 $381,308
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2017 Restricted Stock Units 2,129 $79.85 $170,001
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 4,050 $53.23 $215,594
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2018 Restricted Stock Units 1,966 $79.85 $156,985
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2016 Restricted Stock Units 1,419 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
2016 Restricted Stock Units 1,688 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 7,837 $53.23 $417,187
Option
WASSMER MICHAEL J officer: President, Card
2018 Restricted Stock Units 2,081 $79.85 $166,168
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 4,258 $53.23 $226,666
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2016 Restricted Stock Units 1,636 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 5,666 $53.23 $301,618

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.