Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 21,316 $86.34 $1,840,423
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 24,435 $164.42 $4,017,603
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 21,316 $86.34 $1,840,423
Option
SHATTUCK MAYO A III director
Common Stock 7,709 N/A N/A
Sale
SHATTUCK MAYO A III director
Common Stock 7,709 N/A N/A
Option
SHATTUCK MAYO A III director
Stock Options 7,709 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 32,420 $63.73 $2,066,127
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 32,420 $164.81 $5,342,978
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 32,420 $63.73 $2,066,127
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 28,540 $63.73 $1,818,854
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 38,232 $164.81 $6,300,825
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 28,540 $63.73 $1,818,854
Sale
SHATTUCK MAYO A III director
Common Stock 7,709 $164.81 $1,270,520
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 17,743 $156.27 $2,772,699
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 9,780 N/A N/A
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 6,354 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 9,780 N/A N/A
Sale
COOPER MATTHEW W officer: General Counsel
Common Stock 9,003 $148.82 $1,339,781
Sale
GOLDEN TIMOTHY P officer: Controller
Common Stock 2,526 $149 $376,374
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 16,778 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 22,462 $86.34 $1,939,369
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 33,684 $135 $4,547,340
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 22,462 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 31,903 $74.96 $2,391,449
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 31,903 $74.96 $2,391,449
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 31,903 $74.96 $2,391,449
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 45,527 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 28,633 N/A N/A
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 47,485 $130.03 $6,174,475
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 28,633 $63.73 $1,824,781
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 45,527 $85.98 $3,914,275
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 40,986 N/A N/A
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 40,986 $126.63 $5,189,975
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 40,986 $126.63 $5,189,975
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 30,296 $74.96 $2,270,988
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 51,711 N/A N/A
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 73,252 N/A N/A
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 39,909 $124.16 $4,955,101
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 73,252 $41.63 $3,049,261
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 24,445 N/A N/A
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 39,909 $82.76 $3,302,749
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 29,964 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 29,964 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 51,711 $35.48 $1,834,706
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 14,396 $125 $1,799,500
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 24,647 $123.25 $3,037,743
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 24,647 $82.45 $2,032,071
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2018 Restricted Stock Units 2,340 N/A N/A
Option
HALL SHELDON officer: Chief Risk Officer
2018 Restricted Stock Units 1,116 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2018 Restricted Stock Units 2,399 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.