Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
HALL SHELDON officer: Chief Risk Officer
Common Stock 2,877 $53.23 $153,151
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2018 Restricted Stock Units 2,339 $79.85 $186,769
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 7,163 $53.23 $381,308
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2016 Restricted Stock Units 3,196 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2016 Restricted Stock Units 1,419 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2018 Restricted Stock Units 1,966 $79.85 $156,985
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2018 Restricted Stock Units 2,007 $79.85 $160,259
Option
COOPER MATTHEW W officer: General Counsel
2018 Restricted Stock Units 1,311 $79.85 $104,683
Option
BERSON JORY A officer: Chief Human Resources ..
2017 Restricted Stock Units 2,300 $79.85 $183,655
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 7,837 $53.23 $417,187
Option
WASSMER MICHAEL J officer: President, Card
2016 Restricted Stock Units 2,732 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
2017 Restricted Stock Units 1,600 $79.85 $127,760
Option
COOPER MATTHEW W officer: General Counsel
Common Stock 4,599 $53.23 $244,819
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2016 Restricted Stock Units 27,223 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 8,503 $53.23 $452,640
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 27,223 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
2016 Restricted Stock Units 1,688 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2017 Restricted Stock Units 2,717 $79.85 $216,952
Option
WASSMER MICHAEL J officer: President, Card
2017 Restricted Stock Units 2,350 $79.85 $187,648
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2017 Restricted Stock Units 2,307 $79.85 $184,214
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2018 Restricted Stock Units 1,359 $79.85 $108,516
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 7,208 $53.23 $383,703
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 7,384 $53.23 $393,072
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2016 Restricted Stock Units 2,894 N/A N/A
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 4,258 $53.23 $226,666
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2016 Restricted Stock Units 1,636 N/A N/A
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2017 Restricted Stock Units 1,263 $79.85 $100,851
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 5,666 $53.23 $301,618
Option
SLOCUM MICHAEL officer: President, Commercial ..
2018 Restricted Stock Units 2,106 $79.85 $168,164
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 4,050 $53.23 $215,594
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2017 Restricted Stock Units 2,852 $79.85 $227,732
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2018 Restricted Stock Units 2,399 $79.85 $191,560
Option
SLOCUM MICHAEL officer: President, Commercial ..
2017 Restricted Stock Units 2,503 $79.85 $199,865
Option
HALL SHELDON officer: Chief Risk Officer
2016 Restricted Stock Units 537 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2018 Restricted Stock Units 2,304 $79.85 $183,974
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2016 Restricted Stock Units 3,754 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2017 Restricted Stock Units 2,708 $79.85 $216,234
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2018 Restricted Stock Units 1,378 $79.85 $110,033
Option
BERSON JORY A officer: Chief Human Resources ..
2016 Restricted Stock Units 3,120 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2017 Restricted Stock Units 1,253 $79.85 $100,052
Option
SLOCUM MICHAEL officer: President, Commercial ..
2016 Restricted Stock Units 3,228 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2016 Restricted Stock Units 1,571 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
2018 Restricted Stock Units 2,081 $79.85 $166,168
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2018 Restricted Stock Units 258 $80.59 $20,792
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2017 Restricted Stock Units 335 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 593 $40.3 $23,895
Sale
GOLDEN TIMOTHY P officer: Controller
Common Stock 4,073 $95.85 $390,397
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 19,117 $63.73 $1,218,326
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Stock Options 19,117 $63.73 $1,218,326
Option
HAY LEWIS III director
Common Stock 16,446 $16.93 $278,431

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.