Capital One Financial
Insider trading & Transactions

Last updated: 27 Jan 2013

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	27 Jan 2013	FAIRBANK RICHARD D director, officer: Chairman, CEO and Pr.. director, officer: Chairman, CE..	Common Stock	136,799	N/A	N/A
Option	26 Jan 2013	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	11,744	N/A	N/A
Option	26 Jan 2013	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Restricted Stock Units	6,706	N/A	N/A
Option	26 Jan 2013	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Common Stock	7,250	N/A	N/A
Option	26 Jan 2013	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Restricted Stock Units	7,938	N/A	N/A
Option	26 Jan 2013	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Common Stock	4,597	N/A	N/A
Option	26 Jan 2013	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Restricted Stock Units	8,119	N/A	N/A
Option	26 Jan 2013	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Restricted Stock Units	4,078	N/A	N/A
Option	26 Jan 2013	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Restricted Stock Units	11,744	N/A	N/A
Option	26 Jan 2013	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Restricted Stock Units	4,597	N/A	N/A
Option	26 Jan 2013	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Restricted Stock Units	7,250	N/A	N/A
Option	26 Jan 2013	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Common Stock	6,706	N/A	N/A
Option	26 Jan 2013	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	8,119	N/A	N/A
Option	26 Jan 2013	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Restricted Stock Units	5,528	N/A	N/A
Option	26 Jan 2013	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Common Stock	4,078	N/A	N/A
Option	26 Jan 2013	SCHNEIDER RYAN M. officer: President, Card officer: President, Card	Common Stock	7,974	N/A	N/A
Option	26 Jan 2013	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Common Stock	7,938	N/A	N/A
Option	26 Jan 2013	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Common Stock	5,528	N/A	N/A
Option	26 Jan 2013	SCHNEIDER RYAN M. officer: President, Card officer: President, Card	Restricted Stock Units	7,974	N/A	N/A
Sale	7 Jan 2013	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	24,421	$62	$1,514,102
Sale	2 Jan 2013	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Common Stock	150,975	$60	$9,058,500
Option	2 Jan 2013	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Stock Options	61,280	$54.14	$3,317,699
Option	2 Jan 2013	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Common Stock	119,884	$57.07	$6,841,780
Option	15 Dec 2012	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	15,591	N/A	N/A
Option	15 Dec 2012	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Restricted Stock Units	14,279	N/A	N/A
Option	15 Dec 2012	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Common Stock	11,033	N/A	N/A
Option	15 Dec 2012	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Common Stock	15,230	N/A	N/A
Option	15 Dec 2012	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Common Stock	8,809	N/A	N/A
Option	15 Dec 2012	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Restricted Stock Units	11,033	N/A	N/A
Option	15 Dec 2012	SCHNEIDER RYAN M. officer: President, Card officer: President, Card	Common Stock	17,460	N/A	N/A
Option	15 Dec 2012	WITTER JONATHAN W. officer: President, Retail Banking officer: President, Retail Bank..	Common Stock	13,115	N/A	N/A
Option	15 Dec 2012	SCHNEIDER RYAN M. officer: President, Card officer: President, Card	Restricted Stock Units	17,460	N/A	N/A
Option	15 Dec 2012	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Common Stock	14,279	N/A	N/A
Option	15 Dec 2012	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Restricted Stock Units	11,738	N/A	N/A
Option	15 Dec 2012	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Common Stock	13,509	N/A	N/A
Option	15 Dec 2012	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Restricted Stock Units	8,809	N/A	N/A
Option	15 Dec 2012	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Common Stock	11,738	N/A	N/A
Option	15 Dec 2012	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Restricted Stock Units	13,509	N/A	N/A
Option	15 Dec 2012	WITTER JONATHAN W. officer: President, Retail Banking officer: President, Retail Bank..	Restricted Stock Units	13,115	N/A	N/A
Option	15 Dec 2012	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Restricted Stock Units	21,886	N/A	N/A
Option	15 Dec 2012	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	21,886	N/A	N/A
Option	15 Dec 2012	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Restricted Stock Units	15,591	N/A	N/A
Option	15 Dec 2012	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Restricted Stock Units	15,230	N/A	N/A
Option	3 Dec 2012	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Stock Options	4,934	$34.13	$168,397
Option	3 Dec 2012	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Common Stock	4,934	$34.13	$168,397
Sale	3 Dec 2012	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Common Stock	4,934	$34.13	$168,397
Sale	30 Nov 2012	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Common Stock	4,822	$58.1	$280,158
Sale	15 Nov 2012	BLACKLEY RICHARD SCOTT officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	63	$55.34	$3,486
Option	2 Nov 2012	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	53,910	$18.28	$985,475
Sale	2 Nov 2012	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	53,910	$18.28	$985,475

Showing 1150 to 1200 of 1702 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Capital One Financial Insider trading & Transactions

Insider trading

Who is insider?

Similar companies insider trading:

Capital One Financial
Insider trading & Transactions