Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2018 Restricted Stock Units 2,214 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 2,008 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
2018 Restricted Stock Units 1,965 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 1,965 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
2018 Restricted Stock Units 2,081 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
2018 Restricted Stock Units 2,107 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 2,340 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,214 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2018 Restricted Stock Units 1,967 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2018 Restricted Stock Units 2,008 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2018 Restricted Stock Units 2,305 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
Common Stock 1,312 N/A N/A
Option
HALL SHELDON officer: Chief Risk Officer
Common Stock 1,116 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 1,967 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 2,305 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 2,081 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
2018 Restricted Stock Units 1,312 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 2,107 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2018 Restricted Stock Units 23,147 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 23,147 N/A N/A
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 30,645 $56.32 $1,725,926
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 30,645 $56.32 $1,725,926
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 30,645 $56.32 $1,725,926
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 8,767 $100 $876,700
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,671 $97.02 $550,200
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 32,603 $56.32 $1,836,201
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 32,603 $56.32 $1,836,201
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 32,603 $56.32 $1,836,201
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 8,185 $96 $785,760
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 39,456 $92.07 $3,632,714
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,534 $93.46 $517,208
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 56,482 $67.35 $3,803,780
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 67,929 $93.95 $6,382,133
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 28,499 $70.96 $2,022,289
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 1,965 $95 $186,675
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 31,050 $85.74 $2,662,227
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 40,558 $48.28 $1,958,140
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 40,558 $48.28 $1,958,140
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 31,205 $83.7 $2,611,702
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 40,558 $48.28 $1,958,140
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 40,558 $48.28 $1,958,140
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 40,558 $48.28 $1,958,140
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 40,558 $48.28 $1,958,140
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 30,940 $85.67 $2,650,723
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 40,558 $48.28 $1,958,140
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 40,558 $48.28 $1,958,140
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 30,560 $87.79 $2,682,862
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 40,558 $48.28 $1,958,140
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 40,558 $48.28 $1,958,140
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 50,383 $48.28 $2,432,491

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.