Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 35,000 $44.14 $1,544,900
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 25,000 $18.28 $457,000
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 25,000 $18.28 $457,000
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 108,338 $70.11 $7,595,577
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $70.45 $21,135,000
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 501,662 $63.49 $31,848,012
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 360,000 $56.28 $20,260,800
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 360,000 $56.28 $20,260,800
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,000 $56.28 $112,560
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,000 $56.28 $112,560
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Stock Options 2,000 $56.28 $112,560
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 30,000 $18.28 $548,400
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 30,000 $18.28 $548,400
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 30,000 $18.28 $548,400
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 4,126 $48.95 $201,968
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 4,126 $48.95 $201,968
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 4,126 $48.95 $201,968
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 11,614 $48.95 $568,505
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 11,614 $48.95 $568,505
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 11,614 $48.95 $568,505
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 5,508 $69 $380,052
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 12,024 $56.28 $676,711
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 16,767 $61.42 $1,029,745
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 12,024 $56.28 $676,711
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 43,224 $56.28 $2,432,647
Option
SHATTUCK MAYO A III director
Common Stock 11,200 $59.65 $668,080
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 43,224 $56.28 $2,432,647
Sale
SHATTUCK MAYO A III director
Common Stock 11,200 $59.65 $668,080
Option
SHATTUCK MAYO A III director
Stock Options 11,200 $59.65 $668,080
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 43,224 $56.28 $2,432,647
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 21,650 $69.5 $1,504,675
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 20,000 $69 $1,380,000
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 108 $69.3 $7,484
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 37,847 $69.25 $2,620,716
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 4,500 $56.28 $253,260
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 4,500 $56.28 $253,260
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 29,123 $37.28 $1,085,705
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 29,123 $37.28 $1,085,705
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 4,500 $56.28 $253,260
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 10,000 $18.28 $182,800
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 10,000 $18.28 $182,800
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 10,000 $18.28 $182,800
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 4,000 $66.14 $264,560
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 15,000 $48.95 $734,250
Option
HAY LEWIS III director
Stock Options 11,200 $59.65 $668,080
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 15,000 $48.95 $734,250
Option
HAY LEWIS III director
Common Stock 11,200 $59.65 $668,080
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 10,000 $18.28 $182,800
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 10,000 $18.28 $182,800
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 15,000 $48.95 $734,250

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.