Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SCHNEIDER RYAN M. officer: President, Card
2013 Restricted Stock Units 5,201 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 3,497 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 4,024 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2013 Restricted Stock Units 4,254 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
2013 Restricted Stock Units 4,024 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2013 Restricted Stock Units 3,907 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 1,024 $31.87 $32,630
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2014 Restricted Stock Units 580 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2015 Restricted Stock Units 444 $63.73 $28,296
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 2,930 $80.86 $236,920
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 1,811 $91.42 $165,562
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,769 $45.75 $446,932
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 9,769 $45.75 $446,932
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 14,212 $91.74 $1,303,809
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 56,510 $88.81 $5,018,653
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 56,510 $88.81 $5,018,653
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 56,510 $88.81 $5,018,653
Sale
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 39,258 $88.56 $3,476,492
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 7,140 $88.81 $634,103
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 7,140 $88.81 $634,103
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 7,140 $88.81 $634,103
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,768 $45.75 $446,886
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 9,768 $45.75 $446,886
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 13,565 $89.92 $1,219,765
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 49,890 $48.95 $2,442,116
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 49,890 $48.95 $2,442,116
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 49,890 $48.95 $2,442,116
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 100,000 $48.95 $4,895,000
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 100,000 $48.95 $4,895,000
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 100,000 $48.95 $4,895,000
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,767 $45.75 $446,840
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 9,767 $45.75 $446,840
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 12,599 $87.74 $1,105,436
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 7,925 $18.28 $144,869
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 7,925 $18.28 $144,869
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 21,600 $48.95 $1,057,320
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 21,600 $48.95 $1,057,320
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 13,925 $52.01 $724,239
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 21,600 $48.95 $1,057,320
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 4,300 $84 $361,200
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 4,300 $84 $361,200
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 4,300 $84 $361,200
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 86,378 $47.35 $4,089,998
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 86,378 $47.35 $4,089,998
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 140,114 $84.13 $11,788,071
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 7,477 $82.56 $617,301
Option
LEROY PIERRE E director
Common Stock 18,689 $65.09 $1,216,374
Sale
LEROY PIERRE E director
Common Stock 18,689 $65.09 $1,216,374
Option
LEROY PIERRE E director
Stock Options 10,205 $47.29 $482,594
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 5,379 $82.14 $441,831

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.