Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 8,565 $62.51 $535,398
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 9,912 $62.51 $619,599
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 9,379 $62.51 $586,281
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 15,162 $41.67 $631,846
Option
SANJIV YAJNIK officer: President, Financial S..
2014 Restricted Stock Units 4,593 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2015 Restricted Stock Units 3,334 $62.51 $208,408
Option
SANJIV YAJNIK officer: President, Financial S..
2015 Restricted Stock Units 4,049 $62.51 $253,103
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2014 Restricted Stock Units 3,608 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 7,658 $62.51 $478,702
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 22,002 $41.67 $916,889
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2015 Restricted Stock Units 3,442 $62.51 $215,159
Option
SCHNEIDER RYAN M. officer: President, Card
2015 Restricted Stock Units 4,936 $62.51 $308,549
Option
SCHNEIDER RYAN M. officer: President, Card
2014 Restricted Stock Units 5,593 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 11,473 $62.51 $717,177
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Common Stock 29,218 $41.67 $1,217,602
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2015 Restricted Stock Units 3,951 $62.51 $246,977
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Restricted Stock Units 3,496 $62.51 $218,535
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2015 Restricted Stock Units 3,721 $62.51 $232,600
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 18,021 $41.67 $750,989
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 16,856 $41.67 $702,440
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 17,594 $41.67 $733,195
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 16,155 $41.67 $673,227
Option
SLOCUM MICHAEL officer: President, Commercial ..
2014 Restricted Stock Units 3,584 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
2015 Restricted Stock Units 6,757 $62.51 $422,380
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 14,600 $41.67 $608,426
Option
BERSON JORY A officer: Chief Human Resources ..
2015 Restricted Stock Units 3,704 $62.51 $231,537
Option
BERSON JORY A officer: Chief Human Resources ..
2014 Restricted Stock Units 4,206 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2014 Restricted Stock Units 4,023 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 8,245 $62.51 $515,395
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2014 Restricted Stock Units 3,262 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
2014 Restricted Stock Units 6,932 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Restricted Stock Units 15,529 $62.51 $970,718
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 4,842 $31.26 $151,337
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2014 Restricted Stock Units 4,438 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 9,205 $62.51 $575,405
Option
SLOCUM MICHAEL officer: President, Commercial ..
2015 Restricted Stock Units 3,576 $62.51 $223,536
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2013 Restricted Stock Units 3,497 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 3,282 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 4,537 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2013 Restricted Stock Units 4,537 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
2013 Restricted Stock Units 3,282 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2013 Restricted Stock Units 3,287 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,347 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 5,201 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2013 Restricted Stock Units 38,841 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 38,841 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
2013 Restricted Stock Units 5,201 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 3,907 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2013 Restricted Stock Units 4,254 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2013 Restricted Stock Units 2,347 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.