Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 3,507 $95 $333,165
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 10,000 $56.32 $563,200
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 10,000 $56.32 $563,200
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 10,000 $56.32 $563,200
Option
BERSON JORY A officer: Chief Human Resources ..
2014 Restricted Stock Units 4,206 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
2015 Restricted Stock Units 3,576 $88.31 $315,797
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
2015 Restricted Stock Units 490 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Restricted Stock Units 4,410 $88.31 $389,447
Option
SLOCUM MICHAEL officer: President, Commercial ..
2016 Restricted Stock Units 3,227 $88.31 $284,976
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Restricted Stock Units 5,351 $88.31 $472,547
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2014 Restricted Stock Units 4,438 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
2014 Restricted Stock Units 3,584 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2016 Restricted Stock Units 1,419 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2014 Restricted Stock Units 3,261 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
2014 Restricted Stock Units 6,931 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2015 Restricted Stock Units 3,334 $88.31 $294,426
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Restricted Stock Units 6,434 $88.31 $568,187
Option
WASSMER MICHAEL J officer: President, Card
2016 Restricted Stock Units 2,732 $88.31 $241,263
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 24,938 $66.23 $1,651,719
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2014 Restricted Stock Units 4,022 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 23,012 $66.23 $1,524,154
Option
BERSON JORY A officer: Chief Human Resources ..
2015 Restricted Stock Units 3,703 $88.31 $327,012
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 20,648 $66.23 $1,367,579
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 14,112 $66.23 $934,680
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 19,564 $66.23 $1,295,782
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2016 Restricted Stock Units 1,570 $88.31 $138,647
Option
WASSMER MICHAEL J officer: President, Card
2015 Restricted Stock Units 2,318 $88.31 $204,703
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
2016 Restricted Stock Units 2,287 $88.31 $201,965
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2016 Restricted Stock Units 3,753 $88.31 $331,427
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 5,829 $44.16 $257,379
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 9,349 $58.87 $550,404
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2015 Restricted Stock Units 4,302 $88.31 $379,910
Option
SANJIV YAJNIK officer: President, Financial S..
2016 Restricted Stock Units 3,565 $88.31 $314,825
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2015 Restricted Stock Units 3,721 $88.31 $328,602
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 23,568 $66.23 $1,560,979
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 20,727 $66.23 $1,372,811
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2016 Restricted Stock Units 3,196 $88.31 $282,239
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2014 Restricted Stock Units 4,879 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
2014 Restricted Stock Units 2,000 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2014 Restricted Stock Units 38,935 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 20,979 $66.23 $1,389,502
Option
SANJIV YAJNIK officer: President, Financial S..
2014 Restricted Stock Units 4,593 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 38,935 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Common Stock 38,308 $66.23 $2,537,254
Option
SANJIV YAJNIK officer: President, Financial S..
2015 Restricted Stock Units 4,049 $88.31 $357,567
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2015 Restricted Stock Units 3,442 $88.31 $303,963
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2016 Restricted Stock Units 3,483 $88.31 $307,584
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2014 Restricted Stock Units 3,607 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2015 Restricted Stock Units 1,345 N/A N/A
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Common Stock 8,128 $58.87 $478,520

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.