Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2008 Performance Share Units 27,760 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 37,010 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 27,760 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2007 Performance Share Units 42,560 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
2007 Performance Share Units 37,010 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 72,105 $18.28 $1,318,079
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 72,105 $48.13 $3,470,053
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 72,105 $18.28 $1,318,079
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 8,003 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 14,583 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 10,580 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 14,775 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 6,150 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 14,775 N/A N/A
Option
CARTER LYNN ANN officer: President, Banking
Common Stock 20,520 N/A N/A
Option
CARTER LYNN ANN officer: President, Banking
Restricted Stock Units 20,520 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 10,944 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 10,944 N/A N/A
Option
PERLIN GARY L officer: Chief Financial Officer
Restricted Stock Units 34,693 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 8,003 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 10,580 N/A N/A
Option
SCHNALL PETER A officer: Chief Risk Officer
Restricted Stock Units 15,541 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 14,583 N/A N/A
Option
SCHNALL PETER A officer: Chief Risk Officer
Common Stock 15,541 N/A N/A
Option
PERLIN GARY L officer: Chief Financial Officer
Common Stock 34,693 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 6,150 N/A N/A
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 84,951 $45 $3,822,795
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 27,205 $26.21 $712,907
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 27,205 $26.21 $712,907
Sale
PERLIN GARY L officer: Chief Financial Officer
Common Stock 54,000 $18.28 $987,120
Option
PERLIN GARY L officer: Chief Financial Officer
Stock Options 54,000 $18.28 $987,120
Option
PERLIN GARY L officer: Chief Financial Officer
Common Stock 54,000 $18.28 $987,120
Sale
PIKE LYNN A
Common Stock 4,849 $44.19 $214,277
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 26,369 $18.28 $482,025
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 26,369 $18.28 $482,025
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 26,369 $18.28 $482,025
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 10,646 $18.28 $194,609
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 10,646 $18.28 $194,609
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 10,646 $18.28 $194,609
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 24,400 $18.28 $446,032
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 25,026 $43 $1,076,118
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 9,300 $18.28 $170,004
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 24,400 $18.28 $446,032
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 9,300 $18.28 $170,004
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 24,400 $18.28 $446,032
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 600 $18.28 $10,968
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 700 $18.28 $12,796
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 700 $18.28 $12,796
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 600 $18.28 $10,968
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 1,900 $43 $81,700

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.