Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SLOCUM MICHAEL officer: President, Commercial ..
2013 Restricted Stock Units 3,281 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2013 Restricted Stock Units 4,252 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 8,007 $72.24 $578,426
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2013 Restricted Stock Units 2,345 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 14,721 $36.12 $531,723
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 6,708 $72.24 $484,586
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2013 Restricted Stock Units 3,496 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 4,804 $36.12 $173,520
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 8,381 $36.12 $302,722
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 10,204 $36.12 $368,568
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 8,872 $72.24 $640,913
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 10,857 $36.12 $392,155
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2013 Restricted Stock Units 4,536 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Restricted Stock Units 2,459 $72.24 $177,638
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,591 $36.12 $346,427
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2013 Restricted Stock Units 3,906 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 9,521 $72.24 $687,797
Option
BERSON JORY A officer: Chief Human Resources ..
2013 Restricted Stock Units 4,023 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 8,105 $72.24 $585,505
Option
SCHNEIDER RYAN M. officer: President, Card
2013 Restricted Stock Units 5,200 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 12,128 $36.12 $438,063
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 6,305 $72.24 $455,473
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2013 Restricted Stock Units 3,286 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 13,408 $36.12 $484,297
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,866 $70.67 $202,540
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 7,250 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Restricted Stock Units 134,632 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 7,939 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,528 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 4,598 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 4,079 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 5,528 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 7,250 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 134,632 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 7,939 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 4,079 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 7,975 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 6,707 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 4,598 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 6,707 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 7,975 N/A N/A
Sale
LEROY PIERRE E director
Common Stock 18,795 $16.93 $318,199
Option
LEROY PIERRE E director
Stock Options 18,795 $16.93 $318,199
Option
LEROY PIERRE E director
Common Stock 18,795 $16.93 $318,199
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 55,065 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 55,065 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,104 $47.51 $432,531
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 21,127 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.