Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 21,127 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 72,108 $18.28 $1,318,134
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 72,108 $18.28 $1,318,134
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 72,108 $18.28 $1,318,134
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,101 $46.01 $418,737
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 14,613 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 8,150 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 10,494 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 10,974 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 12,749 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 9,411 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 11,719 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 12,749 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,411 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 10,494 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 11,719 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 10,974 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Restricted Stock Units 7,387 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Common Stock 18,092 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 11,950 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Restricted Stock Units 18,092 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 8,150 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 11,950 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 14,613 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 7,387 N/A N/A
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 51,348 $18.28 $938,641
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 51,348 $18.28 $938,641
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 51,348 $18.28 $938,641
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 20,758 $18.28 $379,456
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 20,758 $18.28 $379,456
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 20,758 $18.28 $379,456
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 26,372 $18.28 $482,080
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 26,372 $18.28 $482,080
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 26,372 $18.28 $482,080
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 35,000 $44.14 $1,544,900
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 25,000 $18.28 $457,000
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 25,000 $18.28 $457,000
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 108,338 $70.11 $7,595,577
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $70.45 $21,135,000
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 501,662 $63.49 $31,848,012
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 360,000 $56.28 $20,260,800
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 360,000 $56.28 $20,260,800
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,000 $56.28 $112,560
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Stock Options 2,000 $56.28 $112,560
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,000 $56.28 $112,560
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 30,000 $18.28 $548,400
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 30,000 $18.28 $548,400
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 30,000 $18.28 $548,400

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.