Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 36,071 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 395,211 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Performance Share Units 23,105 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Performance Share Units 36,071 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 31,711 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Performance Share Units 23,940 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 27,915 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 7,623 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Performance Share Units 31,711 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 7,450 $78.71 $586,390
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 7,450 $78.71 $586,390
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 7,450 $78.71 $586,390
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 15,650 $78.71 $1,231,812
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 15,650 $78.71 $1,231,812
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 15,650 $78.71 $1,231,812
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 57,760 $79.36 $4,583,834
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 57,760 $79.36 $4,583,834
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 57,760 $79.36 $4,583,834
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 8,710 $76.27 $664,312
Option
SLOCUM MICHAEL officer: President, Commercial ..
2014 Restricted Stock Units 3,584 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Restricted Stock Units 3,209 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2014 Restricted Stock Units 4,023 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 13,740 $38.14 $523,975
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 11,829 $38.14 $451,099
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Restricted Stock Units 15,855 $76.27 $1,209,261
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 11,380 $38.14 $433,976
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2014 Restricted Stock Units 4,438 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 9,485 $76.27 $723,421
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 14,998 $38.14 $571,949
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2014 Restricted Stock Units 4,879 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2014 Restricted Stock Units 4,594 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 10,119 $76.27 $771,776
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 11,458 $38.14 $436,951
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Restricted Stock Units 8,118 $76.27 $619,160
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2014 Restricted Stock Units 3,608 N/A N/A
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
Common Stock 22,787 $38.14 $868,982
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 7,850 $76.27 $598,720
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 9,302 $76.27 $709,464
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 17,192 $38.14 $655,617
Option
SCHNEIDER RYAN M. officer: President, Card
2014 Restricted Stock Units 5,593 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 11,599 $76.27 $884,656
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
2014 Restricted Stock Units 6,932 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 8,752 $76.27 $667,515
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 14,079 $38.14 $536,903
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 3,209 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 12,775 $38.14 $487,175
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2014 Restricted Stock Units 3,262 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 8,245 $76.27 $628,846
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 12,917 $38.14 $492,590
Option
BERSON JORY A officer: Chief Human Resources ..
2014 Restricted Stock Units 4,207 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.