Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 23,560 $76.79 $1,809,172
Sale
HAY LEWIS III director
Common Stock 12,515 $90.6 $1,133,796
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 115,650 $84 $9,714,600
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 107,800 $62.87 $6,777,386
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 54,380 $48.95 $2,661,901
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 132,942 $80.1 $10,648,654
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 88,510 $76.79 $6,796,683
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 132,942 $80.1 $10,648,654
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 88,510 $76.79 $6,796,683
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 7,086 $80 $566,880
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 132,942 $80.1 $10,648,654
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 88,510 $76.79 $6,796,683
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 378,100 $76.45 $28,905,745
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 378,100 $76.45 $28,905,745
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 378,100 $78.38 $29,634,344
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 361,982 $63.78 $23,087,212
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 361,982 $63.78 $23,087,212
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 361,982 $63.78 $23,087,212
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 4,300 $50.99 $219,257
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 4,300 $50.99 $219,257
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 4,300 $50.99 $219,257
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 6,800 $75.03 $510,204
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 6,800 $75.03 $510,204
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 6,800 $75.03 $510,204
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 259,114 $50.99 $13,212,223
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 259,114 $50.99 $13,212,223
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 259,114 $50.99 $13,212,223
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 5,239 $66.61 $348,970
Option
SLOCUM MICHAEL officer: President, Commercial ..
2015 Restricted Stock Units 3,576 $62.51 $223,536
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2014 Restricted Stock Units 4,438 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2014 Restricted Stock Units 3,608 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 9,205 $62.51 $575,405
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 8,565 $62.51 $535,398
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2015 Restricted Stock Units 1,346 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Restricted Stock Units 8,458 $62.51 $528,710
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 19,093 $41.67 $795,663
Option
SCHNEIDER RYAN M. officer: President, Card
2015 Restricted Stock Units 4,936 $62.51 $308,549
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 4,302 $62.51 $268,918
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2015 Restricted Stock Units 3,721 $62.51 $232,600
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 15,162 $41.67 $631,846
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 14,600 $41.67 $608,426
Option
SANJIV YAJNIK officer: President, Financial S..
2014 Restricted Stock Units 4,593 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 15,725 $41.67 $655,308
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 16,856 $41.67 $702,440
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 4,842 $31.26 $151,337
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2015 Restricted Stock Units 4,302 $62.51 $268,918
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 22,002 $41.67 $916,889
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2014 Restricted Stock Units 4,879 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2014 Restricted Stock Units 3,262 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 9,912 $62.51 $619,599

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.