Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2018 Restricted Stock Units 1,967 $102.03 $200,693
Option
COOPER MATTHEW W officer: General Counsel
2017 Restricted Stock Units 1,601 N/A N/A
Option
COOPER MATTHEW W officer: General Counsel
Common Stock 2,913 $51.02 $148,607
Option
COOPER MATTHEW W officer: General Counsel
2018 Restricted Stock Units 1,312 $102.03 $133,863
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2017 Restricted Stock Units 1,254 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 2,632 $51.02 $134,271
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2018 Restricted Stock Units 1,378 $102.03 $140,597
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 2,622 $51.02 $133,761
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2017 Restricted Stock Units 1,263 N/A N/A
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2018 Restricted Stock Units 1,359 $102.03 $138,659
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 4,431 $51.02 $226,047
Option
WASSMER MICHAEL J officer: President, Card
2017 Restricted Stock Units 2,350 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 4,610 $51.02 $235,179
Option
SLOCUM MICHAEL officer: President, Commercial ..
2018 Restricted Stock Units 2,106 $102.03 $214,875
Option
SLOCUM MICHAEL officer: President, Commercial ..
2017 Restricted Stock Units 2,504 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2018 Restricted Stock Units 2,305 $102.03 $235,179
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 5,014 $51.02 $255,789
Option
SANJIV YAJNIK officer: President, Financial S..
2017 Restricted Stock Units 2,709 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
2018 Restricted Stock Units 2,081 $102.03 $212,324
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2017 Restricted Stock Units 2,852 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 5,251 $51.02 $267,880
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2018 Restricted Stock Units 2,399 $102.03 $244,770
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 4,765 $51.02 $243,086
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2018 Restricted Stock Units 2,213 $102.03 $225,792
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2017 Restricted Stock Units 2,552 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 4,610 $51.02 $235,179
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 2,622 $51.02 $133,761
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 5,057 $51.02 $257,983
Option
COOPER MATTHEW W officer: General Counsel
Common Stock 2,913 $51.02 $148,607
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2017 Restricted Stock Units 325 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 1,099 $68.11 $74,856
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2019 Restricted Stock Units 476 $102.17 $48,633
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2018 Restricted Stock Units 623 $51.09 $31,826
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Restricted Stock Units 298 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 559,333 $36.55 $20,443,621
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 559,333 $36.55 $20,443,621
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 13,925 $107.01 $1,490,114
Option
WARNER BRADFORD H director
Common Stock 8,113 $53.03 $430,232
Sale
WARNER BRADFORD H director
Common Stock 8,113 $53.03 $430,232
Option
WARNER BRADFORD H director
Stock Options 8,113 $53.03 $430,232
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 57,616 $105 $6,049,680
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 57,616 $72.96 $4,203,663
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 27,928 $70.96 $1,981,771
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 20,844 $101.06 $2,106,495
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 34,110 $56.32 $1,921,075
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 34,110 $56.32 $1,921,075
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 42,764 $100.1 $4,280,676
Sale
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 5,975 $99.85 $596,604
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 78,695 $99.92 $7,863,204
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 62,754 $69.88 $4,385,438

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.