Capital One Financial
Insider trading & Transactions

Last updated: 31 Jan 2012

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	31 Jan 2012	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Common Stock	32,939	N/A	N/A
Option	31 Jan 2012	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	44,327	N/A	N/A
Option	31 Jan 2012	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	2009 Performance Share Units	31,707	N/A	N/A
Option	31 Jan 2012	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Common Stock	31,400	N/A	N/A
Option	31 Jan 2012	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	2009 Performance Share Units	32,939	N/A	N/A
Option	31 Jan 2012	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	31,707	N/A	N/A
Option	31 Jan 2012	FAIRBANK RICHARD D director, officer: Chairman, CEO and Pr.. director, officer: Chairman, CE..	Common Stock	147,753	N/A	N/A
Option	31 Jan 2012	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	2009 Performance Share Units	9,708	N/A	N/A
Option	31 Jan 2012	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	2009 Performance Share Units	31,400	N/A	N/A
Option	31 Jan 2012	FAIRBANK RICHARD D director, officer: Chairman, CEO and Pr.. director, officer: Chairman, CE..	2009 Performance Share Units	147,753	N/A	N/A
Sale	27 Jan 2012	BLACKLEY RICHARD SCOTT officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	988	$45.86	$45,310
Option	26 Jan 2012	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Restricted Stock Units	8,119	N/A	N/A
Option	26 Jan 2012	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Restricted Stock Units	7,249	N/A	N/A
Option	26 Jan 2012	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	11,743	N/A	N/A
Option	26 Jan 2012	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Common Stock	5,527	N/A	N/A
Option	26 Jan 2012	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Restricted Stock Units	4,597	N/A	N/A
Option	26 Jan 2012	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Restricted Stock Units	11,743	N/A	N/A
Option	26 Jan 2012	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Common Stock	7,249	N/A	N/A
Option	26 Jan 2012	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Common Stock	4,077	N/A	N/A
Option	26 Jan 2012	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Common Stock	4,597	N/A	N/A
Option	26 Jan 2012	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Common Stock	6,705	N/A	N/A
Option	26 Jan 2012	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Restricted Stock Units	6,705	N/A	N/A
Option	26 Jan 2012	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Restricted Stock Units	4,077	N/A	N/A
Option	26 Jan 2012	SCHNEIDER RYAN M. officer: President, Card officer: President, Card	Restricted Stock Units	7,974	N/A	N/A
Option	26 Jan 2012	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Restricted Stock Units	5,527	N/A	N/A
Option	26 Jan 2012	SCHNEIDER RYAN M. officer: President, Card officer: President, Card	Common Stock	7,974	N/A	N/A
Option	26 Jan 2012	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	8,119	N/A	N/A
Option	26 Jan 2012	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Common Stock	7,938	N/A	N/A
Option	26 Jan 2012	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Restricted Stock Units	7,938	N/A	N/A
Option	15 Dec 2011	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Restricted Stock Units	12,645	N/A	N/A
Option	15 Dec 2011	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Restricted Stock Units	7,996	N/A	N/A
Option	15 Dec 2011	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Restricted Stock Units	17,756	N/A	N/A
Option	15 Dec 2011	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Restricted Stock Units	12,651	N/A	N/A
Option	15 Dec 2011	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Restricted Stock Units	10,595	N/A	N/A
Option	15 Dec 2011	SCHNALL PETER A officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	17,756	N/A	N/A
Option	15 Dec 2011	WITTER JONATHAN W. officer: President, Retail Banking officer: President, Retail Bank..	Restricted Stock Units	10,875	N/A	N/A
Option	15 Dec 2011	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Common Stock	18,155	N/A	N/A
Option	15 Dec 2011	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Restricted Stock Units	16,426	N/A	N/A
Option	15 Dec 2011	SCHNEIDER RYAN M. officer: President, Card officer: President, Card	Common Stock	17,730	N/A	N/A
Option	15 Dec 2011	BERSON JORY A officer: Chief Human Resources Officer officer: Chief Human Resources ..	Common Stock	16,426	N/A	N/A
Option	15 Dec 2011	FINNERAN JOHN G JR officer: Senior Advisor and Corp Secy officer: Senior Advisor and Cor..	Restricted Stock Units	18,155	N/A	N/A
Option	15 Dec 2011	WITTER JONATHAN W. officer: President, Retail Banking officer: President, Retail Bank..	Common Stock	10,875	N/A	N/A
Option	15 Dec 2011	ALEXANDER ROBERT M. officer: Chief Information Officer officer: Chief Information Offi..	Common Stock	12,651	N/A	N/A
Option	15 Dec 2011	CARTER LYNN ANN officer: President, Banking officer: President, Banking	Common Stock	19,160	N/A	N/A
Option	15 Dec 2011	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Restricted Stock Units	33,063	N/A	N/A
Option	15 Dec 2011	CARTER LYNN ANN officer: President, Banking officer: President, Banking	Restricted Stock Units	19,160	N/A	N/A
Option	15 Dec 2011	SLOCUM MICHAEL officer: President, Commercial Banking officer: President, Commercial ..	Common Stock	7,996	N/A	N/A
Option	15 Dec 2011	SANJIV YAJNIK officer: President, Financial Services officer: President, Financial S..	Common Stock	12,645	N/A	N/A
Option	15 Dec 2011	PERLIN GARY L officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	33,063	N/A	N/A
Option	15 Dec 2011	LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs Officer officer: Chief Enterprise Srvcs..	Common Stock	10,595	N/A	N/A

Showing 1150 to 1200 of 1591 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Capital One Financial Insider trading & Transactions

Insider trading

Who is insider?

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Capital One Financial
Insider trading & Transactions