Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 156,278 $100 $15,627,800
Option
HACKETT ANN F director
Stock Options 7,000 $16.93 $118,510
Sale
HACKETT ANN F director
Common Stock 7,000 $16.93 $118,510
Option
HACKETT ANN F director
Common Stock 7,000 $16.93 $118,510
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 6,716 $96.74 $649,706
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 31,178 $45.75 $1,426,394
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 65,304 $47.02 $3,070,268
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 83,046 $95 $7,889,370
Option
HACKETT ANN F director
Common Stock 7,000 $16.93 $118,510
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 37,670 $45.75 $1,723,403
Option
HACKETT ANN F director
Stock Options 7,000 $16.93 $118,510
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 63,740 $48.95 $3,120,073
Sale
WARNER BRADFORD H director
Common Stock 7,000 $16.93 $118,510
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 6,490 $95 $616,550
Sale
HACKETT ANN F director
Common Stock 7,000 $16.93 $118,510
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 37,204 $48.28 $1,796,209
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 37,670 $45.75 $1,723,403
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 63,740 $48.95 $3,120,073
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 66,490 $95.02 $6,317,680
Option
WARNER BRADFORD H director
Common Stock 7,000 $16.93 $118,510
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 8,039 $95 $763,705
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 37,204 $48.28 $1,796,209
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 76,354 $79.88 $6,099,387
Option
WARNER BRADFORD H director
Stock Options 7,000 $16.93 $118,510
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 30,652 $95 $2,911,940
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $92.18 $460,900
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 8,292 $91.99 $762,781
Sale
SHATTUCK MAYO A III director
Common Stock 24,167 $92.71 $2,240,523
Option
SHATTUCK MAYO A III director
Stock Options 15,663 $16.93 $265,175
Option
SHATTUCK MAYO A III director
Common Stock 24,167 $32.11 $776,002
Option
HACKETT ANN F director
Stock Options 11,055 $47.29 $522,791
Sale
HACKETT ANN F director
Common Stock 11,055 $47.29 $522,791
Option
HACKETT ANN F director
Common Stock 11,055 $47.29 $522,791
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 67,419 $50.99 $3,437,695
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 67,419 $50.99 $3,437,695
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 67,419 $86.54 $5,834,103
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $87.48 $26,242,500
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $50.99 $15,297,000
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 300,000 $50.99 $15,297,000
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 6,276 $82.16 $515,636
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 734 $86.88 $63,770
Sale
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 5,238 $90.46 $473,829
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 63,562 $92.08 $5,852,471
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 57,457 $48.28 $2,774,024
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 57,457 $48.28 $2,774,024
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 9,429 $93.49 $881,517
Option
WASSMER MICHAEL J officer: President, Card
Stock Options 18,990 $48.95 $929,561
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 18,990 $48.95 $929,561
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 14,446 $95.65 $1,381,760
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 21,175 $95.77 $2,027,824

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.