Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 78,695 $99.92 $7,863,204
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 3,607 $98.02 $353,558
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 7,213 $97.16 $700,815
Option
SHATTUCK MAYO A III director
Common Stock 7,070 $44.87 $317,231
Sale
SHATTUCK MAYO A III director
Common Stock 7,070 $44.87 $317,231
Option
SHATTUCK MAYO A III director
Stock Options 7,070 $44.87 $317,231
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 10,818 $98.23 $1,062,652
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 22,679 $45.75 $1,037,564
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 22,679 $45.75 $1,037,564
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 29,561 $96.94 $2,865,643
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 27,378 $95.91 $2,625,824
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 20,000 $45.75 $915,000
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 20,000 $45.75 $915,000
Sale
GOLDEN TIMOTHY P officer: Controller
Common Stock 2,216 $94.5 $209,412
Sale
WARNER BRADFORD H director
Common Stock 3,777 $44.87 $169,474
Option
WARNER BRADFORD H director
Common Stock 3,777 $44.87 $169,474
Option
WARNER BRADFORD H director
Stock Options 3,777 $44.87 $169,474
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 8,212 $95.03 $780,386
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 4,294 $93 $399,342
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 9,329 $93 $867,597
Sale
WARNER BRADFORD H director
Common Stock 14,500 $92.1 $1,335,378
Sale
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Common Stock 5,715 $92 $525,780
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 13,393 $90 $1,205,370
Sale
WARNER BRADFORD H director
Common Stock 4,000 $44.87 $179,480
Option
WARNER BRADFORD H director
Common Stock 4,000 $44.87 $179,480
Option
WARNER BRADFORD H director
Stock Options 4,000 $44.87 $179,480
Sale
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 2,928 $84.54 $247,533
Sale
SANTOS KLEBER officer: Pres., Retail & Direct..
Common Stock 3,570 $82.49 $294,489
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2017 Restricted Stock Units 2,307 $79.85 $184,214
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2018 Restricted Stock Units 2,007 $79.85 $160,259
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2016 Restricted Stock Units 2,894 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
2018 Restricted Stock Units 2,081 $79.85 $166,168
Option
BERSON JORY A officer: Chief Human Resources ..
2017 Restricted Stock Units 2,300 $79.85 $183,655
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2017 Restricted Stock Units 2,551 $79.85 $203,697
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2018 Restricted Stock Units 2,213 $79.85 $176,708
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2017 Restricted Stock Units 2,852 $79.85 $227,732
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 8,578 $53.23 $456,633
Option
BERSON JORY A officer: Chief Human Resources ..
2018 Restricted Stock Units 1,964 $79.85 $156,825
Option
SANTOS KLEBER officer: Pres., Retail & Direct..
2018 Restricted Stock Units 1,359 $79.85 $108,516
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2016 Restricted Stock Units 3,447 N/A N/A
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2016 Restricted Stock Units 3,196 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2017 Restricted Stock Units 2,717 $79.85 $216,952
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 8,503 $53.23 $452,640
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 7,163 $53.23 $381,308
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2016 Restricted Stock Units 1,419 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 7,837 $53.23 $417,187
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2017 Restricted Stock Units 1,253 $79.85 $100,052
Option
BERSON JORY A officer: Chief Human Resources ..
2016 Restricted Stock Units 3,120 N/A N/A
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2017 Restricted Stock Units 2,129 $79.85 $170,001
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 7,384 $53.23 $393,072

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.