Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Sale
ING GROEP NV director
Common Stock (par value $0.01 per share) 54,028,086 $55.25 $2,984,943,695
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 10,000 $18.28 $182,800
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 20,386 $56.64 $1,154,663
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 10,000 $18.28 $182,800
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 90,635 $55.1 $4,993,989
Purchase
ING GROEP NV director
Common Stock (par value $0.01 per share) 39,948 $54.82 $2,189,949
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 21,000 $57 $1,197,000
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 12,000 $34.13 $409,560
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 12,000 $34.13 $409,560
Option
GROSS PATRICK W director
Stock Options 29,008 $55 $1,595,440
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 11,655 $55 $641,025
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 11,655 $55 $641,025
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 7,000 $55 $385,000
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 11,655 $55 $641,025
Sale
GROSS PATRICK W director
Common Stock 29,008 $55 $1,595,440
Option
GROSS PATRICK W director
Common Stock 29,008 $55 $1,595,440
Option
GROSS PATRICK W director
Common Stock 992 $31.77 $31,511
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 150 $18.28 $2,742
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 150 $18.28 $2,742
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 150 $18.28 $2,742
Option
GROSS PATRICK W director
Stock Options 992 $31.77 $31,511
Sale
GROSS PATRICK W director
Common Stock 992 $31.77 $31,511
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 2,165 $53 $114,745
Sale
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 29,519 $52.12 $1,538,530
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 100 $53 $5,300
Sale
GROSS PATRICK W director
Common Stock 30,000 $31.77 $952,950
Option
GROSS PATRICK W director
Common Stock 30,000 $31.77 $952,950
Option
GROSS PATRICK W director
Stock Options 30,000 $31.77 $952,950
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 50,346 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 50,346 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 11,805 $18.28 $215,795
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 11,805 $18.28 $215,795
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 12,138 $50 $606,900
Sale
DIETZ W RONALD director
Common Stock 35,000 $31.77 $1,111,775
Option
DIETZ W RONALD director
Stock Options 35,000 $31.77 $1,111,775
Option
DIETZ W RONALD director
Common Stock 35,000 $31.77 $1,111,775
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 3,862 $48.18 $186,071
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 16,820 $46.77 $786,671
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 8,774 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
2009 Performance Share Units 24,935 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 8,314 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2009 Performance Share Units 18,470 N/A N/A
Option
PERLIN GARY L officer: Chief Financial Officer
2009 Performance Share Units 44,327 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 9,708 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2009 Performance Share Units 8,314 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 18,470 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2009 Performance Share Units 8,774 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 24,935 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.