Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
Restricted Stock Units 4,410 $88.31 $389,447
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2015 Restricted Stock Units 3,950 $88.31 $348,825
Option
BERSON JORY A officer: Chief Human Resources ..
2016 Restricted Stock Units 3,120 $88.31 $275,527
Option
CRAWFORD STEPHEN S officer: Head of Finance and Co..
2015 Restricted Stock Units 6,757 $88.31 $596,711
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 20,648 $66.23 $1,367,579
Option
BERSON JORY A officer: Chief Human Resources ..
2015 Restricted Stock Units 3,703 $88.31 $327,012
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 20,727 $66.23 $1,372,811
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Common Stock 30,993 $82.08 $2,543,905
Sale
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Common Stock 30,993 $89.7 $2,780,072
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Stock Options 30,993 $82.08 $2,543,905
Option
GROSS PATRICK W director
Common Stock 41,060 $49.21 $2,020,480
Sale
GROSS PATRICK W director
Common Stock 41,060 $88.5 $3,633,810
Option
GROSS PATRICK W director
Stock Options 4,098 $74.72 $306,203
Sale
SHATTUCK MAYO A III director
Common Stock 3,415 $74.72 $255,169
Option
SHATTUCK MAYO A III director
Common Stock 3,415 $74.72 $255,169
Option
SHATTUCK MAYO A III director
Stock Options 3,415 $74.72 $255,169
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2015 Restricted Stock Units 563 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2016 Restricted Stock Units 402 $86.34 $34,709
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 965 $43.17 $41,659
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 39,297 $88.48 $3,476,802
Option
WASSMER MICHAEL J officer: President, Card
Stock Options 8,750 $76.79 $671,913
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 8,750 $76.79 $671,913
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Stock Options 9,140 $76.79 $701,861
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 29,540 $62.87 $1,857,180
Sale
WASSMER MICHAEL J officer: President, Card
Common Stock 8,750 $76.79 $671,913
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 145,974 $88.34 $12,894,613
Sale
LEROY PIERRE E director
Common Stock 8,998 $88.09 $792,634
Option
LEROY PIERRE E director
Stock Options 4,098 $74.72 $306,203
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 145,974 $50.99 $7,443,214
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 145,974 $50.99 $7,443,214
Option
LEROY PIERRE E director
Common Stock 4,098 $74.72 $306,203
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $89.64 $26,890,500
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 300,000 $50.99 $15,297,000
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $50.99 $15,297,000
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $88.91 $26,671,500
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 300,000 $50.99 $15,297,000
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $50.99 $15,297,000
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 76,457 $33.62 $2,570,102
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 113,547 $88.82 $10,085,245
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 30,647 $18.28 $560,227
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 20,000 $76.79 $1,535,800
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Stock Options 20,000 $76.79 $1,535,800
Sale
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 20,000 $89.08 $1,781,600
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 29,190 $76.79 $2,241,500
Sale
HAY LEWIS III director
Common Stock 12,515 $90.6 $1,133,796
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 29,190 $76.79 $2,241,500
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 23,560 $76.79 $1,809,172
Option
HAY LEWIS III director
Common Stock 12,515 $61.01 $763,478
Option
HAY LEWIS III director
Stock Options 8,929 $47.29 $422,252
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 23,560 $76.79 $1,809,172

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.