Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,060 $78.71 $162,143
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Stock Options 2,060 $78.71 $162,143
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 2,060 $78.71 $162,143
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 10,205 $38.2 $389,780
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 4,806 $38.2 $183,565
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Restricted Stock Units 6,306 $76.39 $481,715
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Restricted Stock Units 8,873 $76.39 $677,808
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
2013 Restricted Stock Units 2,346 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
2013 Restricted Stock Units 5,200 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 5,101 $76.39 $389,665
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 8,382 $38.2 $320,150
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,592 $38.2 $366,366
Option
BERSON JORY A officer: Chief Human Resources ..
Restricted Stock Units 8,106 $76.39 $619,217
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2013 Restricted Stock Units 3,496 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 13,409 $38.2 $512,157
Option
SCHNEIDER RYAN M. officer: President, Card
Restricted Stock Units 9,522 $76.39 $727,386
Option
SANJIV YAJNIK officer: President, Financial S..
Restricted Stock Units 8,007 $76.39 $611,655
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Restricted Stock Units 6,709 $76.39 $512,501
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Restricted Stock Units 157,378 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
2013 Restricted Stock Units 4,024 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 12,130 $38.2 $463,305
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 157,378 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
2013 Restricted Stock Units 4,253 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2013 Restricted Stock Units 3,286 N/A N/A
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 6,952 $76.39 $531,063
Option
WITTER JONATHAN W. officer: President, Retail Bank..
2013 Restricted Stock Units 3,906 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 12,260 $38.2 $468,271
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Restricted Stock Units 2,460 $76.39 $187,919
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Common Stock 10,858 $38.2 $414,721
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 14,722 $38.2 $562,307
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
2013 Restricted Stock Units 4,536 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
2013 Restricted Stock Units 3,281 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 561 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2014 Restricted Stock Units 561 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 19,570 $78.71 $1,540,355
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 19,570 $78.71 $1,540,355
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 19,570 $78.71 $1,540,355
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 272,562 $82.39 $22,456,383
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 272,562 $82.39 $22,456,383
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 272,562 $82.39 $22,456,383
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 16,517 $82.39 $1,360,836
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 16,517 $82.39 $1,360,836
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 16,517 $82.39 $1,360,836
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 115,828 $82.51 $9,556,968
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 115,828 $82.51 $9,556,968
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 115,828 $82.51 $9,556,968
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 161,093 $82.39 $13,272,452
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 161,093 $82.39 $13,272,452
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 161,093 $82.39 $13,272,452
Option
SCHNEIDER RYAN M. officer: President, Card
Stock Options 72,683 $48.28 $3,509,135

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.